TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+3.55%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$300M
AUM Growth
+$300M
Cap. Flow
+$6.18M
Cap. Flow %
2.06%
Top 10 Hldgs %
45.32%
Holding
253
New
15
Increased
59
Reduced
35
Closed
98

Top Buys

1
PCF
High Income Securities Fund
PCF
$9.87M
2
FSCO
FS Credit Opportunities Corp
FSCO
$4.22M
3
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$3.76M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$2.7M
5
TYG
Tortoise Energy Infrastructure Corp
TYG
$2.07M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$3.93M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$2.82M
3
PEO
Adams Natural Resources Fund
PEO
$2.45M
4
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$2.26M
5
DCF
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$1.97M

Sector Composition

1 Financials 18.4%
2 Consumer Discretionary 5.24%
3 Industrials 2.17%
4 Materials 1.44%
5 Utilities 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BTX
151
BlackRock Technology and Private Equity Term Trust
BTX
$816M
$5.13K ﹤0.01%
680
-1
-0.1% -$8
MTTR
152
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$3.29K ﹤0.01%
731
– –
USAR
153
USA Rare Earth, Inc. Class A Common Stock
USAR
$1.34B
$1.94K ﹤0.01%
+180
New +$1.94K
NXDT
154
NexPoint Diversified Real Estate Trust
NXDT
$177M
$1.54K ﹤0.01%
246
-40,334
-99% -$252K
AIIOW
155
Robo.ai Inc. Warrant
AIIOW
$979K
$1.26K ﹤0.01%
26,327
– –
AAPL icon
156
Apple
AAPL
$3.54T
– –
-1,330
Closed -$280K
ABBV icon
157
AbbVie
ABBV
$374B
– –
-12
Closed -$2.06K
ABT icon
158
Abbott
ABT
$230B
– –
-20
Closed -$2.08K
ADI icon
159
Analog Devices
ADI
$120B
– –
-12
Closed -$2.74K
ETR icon
160
Entergy
ETR
$38.9B
– –
-42
Closed -$2.25K
FAF icon
161
First American
FAF
$6.63B
– –
-19
Closed -$1.03K
FANG icon
162
Diamondback Energy
FANG
$41.2B
– –
-15
Closed -$3K
FCX icon
163
Freeport-McMoran
FCX
$66.3B
– –
-29
Closed -$1.41K
AGG icon
164
iShares Core US Aggregate Bond ETF
AGG
$130B
– –
-383
Closed -$37.2K
AIO
165
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$822M
– –
-7,094
Closed -$154K
ALC icon
166
Alcon
ALC
$38.9B
– –
-27
Closed -$2.41K
AMAT icon
167
Applied Materials
AMAT
$124B
– –
-11
Closed -$2.6K
AMT icon
168
American Tower
AMT
$91.9B
– –
-12
Closed -$2.33K
AOS icon
169
A.O. Smith
AOS
$9.92B
– –
-16
Closed -$1.31K
APD icon
170
Air Products & Chemicals
APD
$64.8B
– –
-10
Closed -$2.58K
APO icon
171
Apollo Global Management
APO
$75.9B
– –
-21
Closed -$2.48K
ASLE icon
172
AerSale
ASLE
$399M
– –
-21,732
Closed -$150K
AXP icon
173
American Express
AXP
$225B
– –
-10
Closed -$2.32K
AZN icon
174
AstraZeneca
AZN
$255B
– –
-35
Closed -$2.73K
BAH icon
175
Booz Allen Hamilton
BAH
$13.2B
– –
-8
Closed -$1.23K
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7
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