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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCTTW
151
PureCycle Technologies Inc Warrant
PCTTW
$2.8K ﹤0.01%
2,457
– –
ISD
152
PGIM High Yield Bond Fund
ISD
$414M
$2.71K ﹤0.01%
+220
New +$2.59K
MTTR
153
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$1.97K ﹤0.01%
731
– –
CHPT icon
154
ChargePoint
CHPT
$134M
$1.04K ﹤0.01%
22
– –
QSR icon
155
Restaurant Brands International
QSR
$26.2B
$781 ﹤0.01%
10
-58
-85% -$4.04K
AAPL icon
156
Apple
AAPL
$4.97T
– –
-22
Closed -$3.77K
ABBV icon
157
AbbVie
ABBV
$465B
– –
-722
Closed -$108K
ABNB icon
158
Airbnb
ABNB
$90.8B
– –
-50
Closed -$6.86K
ABT icon
159
Abbott
ABT
$187B
– –
-73
Closed -$7.07K
ADP icon
160
Automatic Data Processing
ADP
$109B
– –
-42
Closed -$10.1K
AES icon
161
AES
AES
$10.6B
– –
-148
Closed -$2.25K
ALLE icon
162
Allegion
ALLE
$13.5B
– –
-34
Closed -$3.54K
ALNY icon
163
Alnylam Pharmaceuticals
ALNY
$38.3B
– –
-21
Closed -$3.72K
AMAT icon
164
Applied Materials
AMAT
$347B
– –
-63
Closed -$8.72K
AMGN icon
165
Amgen
AMGN
$209B
– –
-700
Closed -$188K
AMT icon
166
American Tower
AMT
$83.5B
– –
-14
Closed -$2.3K
AMZN icon
167
Amazon
AMZN
$2.44T
– –
-34
Closed -$4.32K
ANSS
168
DELISTED
Ansys
ANSS
– –
-17
Closed -$5.06K
APD icon
169
Air Products & Chemicals
APD
$65.5B
– –
-55
Closed -$15.6K
ASA
170
ASA Gold and Precious Metals
ASA
$924M
– –
-5,044
Closed -$67.2K
ASML icon
171
ASML
ASML
$596B
– –
-119
Closed -$70.1K
ASX icon
172
ASE Group
ASX
$68.3B
– –
-170
Closed -$1.28K
AVGO icon
173
Broadcom
AVGO
$1.76T
– –
-400
Closed -$33.2K
AZN icon
174
AstraZeneca
AZN
$269B
– –
-83
Closed -$11.2K
BABA icon
175
Alibaba
BABA
$276B
– –
-65
Closed -$5.64K
5 6
7
8 9

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DMBA
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CWA
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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.