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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRL
151
DELISTED
NEW IRELAND FUND INC
IRL
$12.4K 0.01%
1,326
-30
-2% -$255
OPFI icon
152
OppFi
OPFI
$813M
$12.1K 0.01%
5,898
– –
GOOG icon
153
Alphabet (Google) Class C
GOOG
$4.11T
$12.1K ﹤0.01%
136
-49
-26% -$4.68K
TXN icon
154
Texas Instruments
TXN
$248B
$11.6K ﹤0.01%
70
– –
JPM icon
155
JPMorgan Chase
JPM
$916B
$11.3K ﹤0.01%
84
– –
MRSH
156
Marsh
MRSH
$94.3B
$11.3K ﹤0.01%
68
– –
GHY
157
PGIM Global High Yield Fund
GHY
$476M
$11.2K ﹤0.01%
1,032
+50
+5% +$540
NUW icon
158
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$11.1K ﹤0.01%
+818
New +$11K
MCD icon
159
McDonald's
MCD
$193B
$11.1K ﹤0.01%
42
– –
VALE icon
160
Vale
VALE
$62.3B
$10.3K ﹤0.01%
604
– –
LMT icon
161
Lockheed Martin
LMT
$131B
$10.2K ﹤0.01%
21
– –
MHF
162
Western Asset Municipal High Income Fund
MHF
$151M
$10.2K ﹤0.01%
+1,593
New +$10.2K
RFMZ
163
RiverNorth Flexible Municipal Income Fund II
RFMZ
$320M
$10.1K ﹤0.01%
+750
New +$10.1K
NIM icon
164
Nuveen Select Maturities Municipal Fund
NIM
$115M
$10.1K ﹤0.01%
+1,120
New +$10.1K
TSLA icon
165
Tesla
TSLA
$1.18T
$10.1K ﹤0.01%
82
-60
-42% -$11.4K
UPS icon
166
United Parcel Service
UPS
$88.9B
$10.1K ﹤0.01%
58
– –
ADP icon
167
Automatic Data Processing
ADP
$109B
$10K ﹤0.01%
42
– –
CB icon
168
Chubb
CB
$140B
$9.93K ﹤0.01%
45
– –
O icon
169
Realty Income
O
$61.1B
$9.89K ﹤0.01%
156
– –
SRE icon
170
Sempra
SRE
$58.1B
$9.89K ﹤0.01%
128
– –
PLD icon
171
Prologis
PLD
$136B
$9.58K ﹤0.01%
85
+21
+33% +$2.33K
TSI
172
TCW Strategic Income Fund
TSI
$213M
$9.24K ﹤0.01%
2,000
– –
NUV icon
173
Nuveen Municipal Value Fund
NUV
$1.91B
$9.2K ﹤0.01%
+1,070
New +$9.13K
NXN
174
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$9.16K ﹤0.01%
+790
New +$9.07K
USB icon
175
US Bancorp
USB
$97.9B
$8.98K ﹤0.01%
206
– –
5 6
7
8 9

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.