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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$240M
AUM Growth
+$19.3M
Cap. Flow
+$7.41M
Cap. Flow %
3.09%
Top 10 Hldgs %
40.58%
Holding
382
New
20
Increased
152
Reduced
57
Closed
27

Top Buys

Rank Stock Value
1
CRF
Cornerstone Total Return Fund
CRF
+$5.74M
2
OCCI
OFS Credit Co
OCCI
+$5.72M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$4.83M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$3.36M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.45M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.89M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$3.44M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.34M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.33M

Sector Composition

Rank Sector Weight
1 Financials 7.41%
2 Industrials 5.35%
3 Consumer Discretionary 2.6%
4 Materials 1.82%
5 Real Estate 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
151
Gabelli Equity Trust
GAB
$1.76B
$45K 0.02%
6,528
-12
-0.2% -$84
BKR icon
152
Baker Hughes
BKR
$58B
$44K 0.02%
+1,940
New +$44.8K
GDL
153
GDL Fund
GDL
$91.7M
$43K 0.02%
4,786
+63
+1% +$565
MSFT icon
154
Microsoft
MSFT
$2.92T
$41K 0.02%
152
+17
+13% +$4.32K
PCTTW
155
PureCycle Technologies Inc Warrant
PCTTW
$9.5M
$41K 0.02%
3,331
-800
-19% -$8.62K
TSLA icon
156
Tesla
TSLA
$1.21T
$41K 0.02%
183
+30
+20% +$6.51K
TSM icon
157
TSMC
TSM
$2.03T
$37K 0.02%
312
+28
+10% +$3.28K
GDV icon
158
Gabelli Dividend & Income Trust
GDV
$2.62B
$35K 0.01%
1,339
+17
+1% +$436
JPM icon
159
JPMorgan Chase
JPM
$950B
$34K 0.01%
221
+30
+16% +$4.71K
EIC
160
Eagle Point Income Co
EIC
$231M
$29K 0.01%
+1,800
New +$28.1K
CHPT.WS
161
DELISTED
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
$29K 0.01%
1,261
+97
+8% +$1.45K
AMZN icon
162
Amazon
AMZN
$2.48T
$28K 0.01%
160
+60
+60% +$9.97K
JPC icon
163
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$28K 0.01%
2,790
– –
META icon
164
Meta Platforms (Facebook)
META
$1.51T
$26K 0.01%
76
+22
+41% +$7.06K
AVGO icon
165
Broadcom
AVGO
$1.81T
$25K 0.01%
530
+40
+8% +$1.85K
ASML icon
166
ASML
ASML
$608B
$23K 0.01%
+33
New +$21.8K
HD icon
167
Home Depot
HD
$343B
$22K 0.01%
70
+3
+4% +$954
BLK icon
168
Blackrock
BLK
$170B
$21K 0.01%
24
– –
GOOG icon
169
Alphabet (Google) Class C
GOOG
$4.07T
$20K 0.01%
160
+20
+14% +$2.38K
INCY icon
170
Incyte
INCY
$26B
$20K 0.01%
242
-18
-7% -$1.5K
GENI.WS
171
DELISTED
Genius Sports Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share each at an exercise price of $11. 50 per share
GENI.WS
$20K 0.01%
+2,472
New +$20.6K
TXN icon
172
Texas Instruments
TXN
$253B
$19K 0.01%
100
– –
BDJ icon
173
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$18K 0.01%
1,805
+27
+2% +$271
BKNG icon
174
Booking.com
BKNG
$154B
$18K 0.01%
+200
New +$18.7K
KPLTW
175
DELISTED
Katapult Holdings Warrant
KPLTW
$16K 0.01%
5,038
+1,746
+53% +$5.84K
5 6
7
8 9

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Thomas J. Herzfeld Advisors's Q2 2021 Portfolio in Review

As of Q2 2021, Thomas J. Herzfeld Advisors held 382 positions worth $240M, up 8.8% from $220M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors deployed $7.41M of net new capital in Q2 2021, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was ProShares Short 20+ Year Treasury ETF: 275,544 shares worth $4.65M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 4.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $5.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2021 buy was ProShares Short 20+ Year Treasury ETF: 275,544 shares worth $4.65M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Total Return Fund in Q2 2021, an estimated $5.74M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2021 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $5.45M.
  • Thomas J. Herzfeld Advisors fully exited Kayne Anderson Energy Infrastructure Fund in Q2 2021, selling an estimated $2.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $240M portfolio in Q2 2021.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 27 in Q2 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $240M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2021, filed 16 Aug 2021.