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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-28.07%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$187M
AUM Growth
-$92.4M
Cap. Flow
-$3.79M
Cap. Flow %
-2.02%
Top 10 Hldgs %
46.57%
Holding
270
New
33
Increased
70
Reduced
55
Closed
25

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$6.64M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.67M
3
HIX
Western Asset High Income Fund II
HIX
+$2.78M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.33M
5
CCIF
Carlyle Credit Income Fund
CCIF
+$2.25M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$4.55M
2
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.34M
3
CET
Central Securities Corp
CET
+$3.04M
4
OXLC
Oxford Lane Capital
OXLC
+$2.65M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 4.42%
2 Industrials 3%
3 Consumer Discretionary 2.13%
4 Utilities 1.81%
5 Consumer Staples 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKLA
151
DELISTED
Nikola Corporation Common Stock
NKLA
$16K 0.01%
+50
New +$16.1K
PTC icon
152
PTC
PTC
$15.8B
$15K 0.01%
243
-35
-13% -$2.59K
SE icon
153
Sea Limited
SE
$65.4B
$15K 0.01%
338
-81
-19% -$3.63K
NGG icon
154
National Grid
NGG
$80.4B
$14K 0.01%
270
– –
MOR
155
DELISTED
MorphoSys AG American Depositary Shares
MOR
$14K 0.01%
571
-266
-32% -$7.83K
AAPL icon
156
Apple
AAPL
$4.54T
$13K 0.01%
208
-32
-13% -$2.35K
JPM icon
157
JPMorgan Chase
JPM
$935B
$13K 0.01%
147
– –
AMZN icon
158
Amazon
AMZN
$2.92T
$12K 0.01%
120
– –
AON icon
159
Aon
AON
$76.5B
$12K 0.01%
74
– –
V icon
160
Visa
V
$684B
$12K 0.01%
74
– –
BDJ icon
161
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$11K 0.01%
1,643
+41
+3% +$350
TRI icon
162
Thomson Reuters
TRI
$42.8B
$11K 0.01%
+147
New +$11.5K
TSM icon
163
TSMC
TSM
$2.1T
$11K 0.01%
220
+30
+16% +$1.64K
WMT icon
164
Walmart Inc
WMT
$885B
$11K 0.01%
297
– –
AXP icon
165
American Express
AXP
$227B
$10K 0.01%
112
– –
DIS icon
166
Walt Disney
DIS
$167B
$10K 0.01%
104
– –
GB
167
DELISTED
Global Blue Group Holding
GB
$10K 0.01%
+1,000
New +$10.5K
PEP icon
168
PepsiCo
PEP
$190B
$10K 0.01%
84
– –
SYK icon
169
Stryker
SYK
$125B
$10K 0.01%
59
+14
+31% +$2.73K
TSI
170
TCW Strategic Income Fund
TSI
$214M
$10K 0.01%
2,000
– –
TTE icon
171
TotalEnergies
TTE
$195B
$10K 0.01%
262
– –
ZTR
172
Virtus Total Return Fund
ZTR
$340M
$10K 0.01%
1,400
+52
+4% +$532
ALC icon
173
Alcon
ALC
$33.6B
$9K ﹤0.01%
173
-19
-10% -$1.09K
APD icon
174
Air Products & Chemicals
APD
$65.7B
$9K ﹤0.01%
45
+1
+2% +$228
GOOGL icon
175
Alphabet (Google) Class A
GOOGL
$4.36T
$9K ﹤0.01%
160
– –
5 6
7
8 9

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Thomas J. Herzfeld Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Thomas J. Herzfeld Advisors held 270 positions worth $187M, down 33% from $280M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2020 filing shows 33 new, 70 increased, 55 reduced and 25 closed positions. Its largest new stake was Western Asset High Income Fund II: 440,876 shares worth $2.21M. The largest sale was SRH Total Return Fund, an estimated $4.55M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 8% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2020 buy was Western Asset High Income Fund II: 440,876 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q1 2020, an estimated $6.64M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2020 reduction was SRH Total Return Fund, cutting an estimated $4.55M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Intermediate Income Fund in Q1 2020, selling an estimated $3.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $187M portfolio in Q1 2020.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 25 in Q1 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 33% quarter-over-quarter to $187M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.