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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$269M
AUM Growth
+$41.9M
Cap. Flow
+$37.3M
Cap. Flow %
13.87%
Top 10 Hldgs %
40.16%
Holding
342
New
54
Increased
77
Reduced
95
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$8.83M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.29M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$5.19M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.15M
5
FMO
Fiduciary/Claymore Energy Infrastructure Fund
FMO
+$3M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$5.72M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.26M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$2.02M
4
TY icon
TRI-Continental Corp
TY
+$1.42M
5
RVT icon
Royce Value Trust
RVT
+$1.37M

Sector Composition

Rank Sector Weight
1 Financials 6.52%
2 Consumer Discretionary 4.44%
3 Industrials 4.41%
4 Consumer Staples 2.21%
5 Materials 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
151
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$107K 0.04%
8,000
– –
EVO
152
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$107K 0.04%
+8,200
New +$110K
BMY icon
153
Bristol-Myers Squibb
BMY
$127B
$104K 0.04%
1,700
– –
ECC
154
Eagle Point Credit Company
ECC
$472M
$104K 0.04%
5,511
+2,402
+77% +$46.6K
EQS icon
155
Equus Total Return
EQS
$14.9M
$103K 0.04%
42,742
-11,054
-21% -$26.5K
TSLF
156
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$102K 0.04%
+6,050
New +$103K
SRV
157
NXG Cushing Midstream Energy Fund
SRV
$232M
$101K 0.04%
2,110
-365
-15% -$16.4K
NID
158
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$100K 0.04%
+7,710
New +$102K
AEF
159
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$97K 0.04%
10,859
– –
VPV icon
160
Invesco Pennsylvania Value Municipal Income Trust
VPV
$194M
$93K 0.03%
+7,659
New +$93K
CKH
161
DELISTED
Seacor Holdings Inc.
CKH
$92K 0.03%
2,000
-68
-3% -$3.13K
KYE
162
DELISTED
Kayne Anderson Energy
KYE
$91K 0.03%
+9,000
New +$91.3K
IF
163
DELISTED
Aberdeen Indonesia Fund
IF
$91K 0.03%
11,943
-1,784
-13% -$13.7K
NEA icon
164
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$90K 0.03%
6,553
– –
TY icon
165
TRI-Continental Corp
TY
$1.86B
$90K 0.03%
3,344
-54,190
-94% -$1.42M
PMO
166
Franklin Municipal Opportunities Trust
PMO
$282M
$89K 0.03%
7,242
-12,548
-63% -$157K
CBA
167
DELISTED
ClearBridge American Energy MLP
CBA
$89K 0.03%
10,797
-16,609
-61% -$133K
AABA
168
DELISTED
Altaba Inc
AABA
$88K 0.03%
1,267
-391
-24% -$27.2K
SGF
169
DELISTED
Aberdeen Singapore Fund
SGF
$87K 0.03%
7,025
-1,500
-18% -$18.7K
PSMT icon
170
Pricesmart
PSMT
$5.75B
$86K 0.03%
1,000
– –
PMM
171
Franklin Managed Municipal Income Trust
PMM
$275M
$80K 0.03%
10,794
-12,300
-53% -$92.1K
XMPT icon
172
VanEck CEF Muni Income ETF
XMPT
$218M
$77K 0.03%
+2,908
New +$78K
DMB
173
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$75K 0.03%
5,776
– –
APB
174
DELISTED
Asia Pacific Fund
APB
$74K 0.03%
5,150
– –
FMY
175
First Trust Mortgage Income Fund
FMY
$70K 0.03%
4,920
+2,384
+94% +$33.9K
5 6
7
8 9

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BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Thomas J. Herzfeld Advisors held 342 positions worth $269M, up 18% from $227M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors deployed $37.3M of net new capital in Q4 2017, opening 54 new positions and adding to 77 existing holdings. Its largest new stake was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was BlackRock Science and Technology Trust, an estimated $5.72M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2017 buy was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2017, an estimated $8.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2017 reduction was BlackRock Science and Technology Trust, cutting an estimated $5.72M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Dynamic Europe Equity Income Fund in Q4 2017, selling an estimated $1.12M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $269M portfolio in Q4 2017.
  • Thomas J. Herzfeld Advisors opened 54 new positions and closed 31 in Q4 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 18% quarter-over-quarter to $269M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.