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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
151
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$91K 0.04%
6,553
-7,000
-52% -$97.2K
RTX icon
152
RTX Corp
RTX
$287B
$90K 0.04%
1,228
-8
-0.6% -$592
CAT icon
153
Caterpillar
CAT
$409B
$89K 0.04%
713
+5
+0.7% +$576
PSMT icon
154
Pricesmart
PSMT
$5.75B
$89K 0.04%
1,000
– –
TRV icon
155
Travelers Companies
TRV
$80.8B
$86K 0.04%
705
+4
+0.6% +$500
PCI
156
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$86K 0.04%
+3,733
New +$84.5K
CVX icon
157
Chevron
CVX
$388B
$85K 0.04%
727
+6
+0.8% +$655
V icon
158
Visa
V
$677B
$81K 0.04%
770
+78
+11% +$7.91K
JPM icon
159
JPMorgan Chase
JPM
$939B
$79K 0.03%
824
+4
+0.5% +$369
DMB
160
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$77K 0.03%
5,776
-18,261
-76% -$244K
DIS icon
161
Walt Disney
DIS
$165B
$76K 0.03%
769
+4
+0.5% +$411
ISL
162
DELISTED
Aberdeen Israel Fund
ISL
$73K 0.03%
3,550
– –
AXP icon
163
American Express
AXP
$223B
$72K 0.03%
796
+3
+0.4% +$258
PG icon
164
Procter & Gamble
PG
$343B
$72K 0.03%
794
+5
+0.6% +$455
APB
165
DELISTED
Asia Pacific Fund
APB
$71K 0.03%
5,150
– –
DD icon
166
DuPont de Nemours
DD
$18.6B
$70K 0.03%
+402
New +$67.1K
GDX icon
167
VanEck Gold Miners ETF
GDX
$23B
$69K 0.03%
3,000
– –
JTD
168
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$67K 0.03%
3,950
-3,715
-48% -$60.5K
XOM icon
169
ExxonMobil
XOM
$651B
$65K 0.03%
789
-18
-2% -$1.43K
ECC
170
Eagle Point Credit Company
ECC
$472M
$64K 0.03%
3,109
+59
+2% +$1.22K
EMD
171
Western Asset Emerging Markets Debt Fund
EMD
$609M
$64K 0.03%
+4,048
New +$63.3K
WMT icon
172
Walmart Inc
WMT
$871B
$64K 0.03%
2,466
+12
+0.5% +$315
JCE icon
173
Nuveen Core Equity Alpha Fund
JCE
$279M
$61K 0.03%
3,935
-877
-18% -$13.4K
MSFT icon
174
Microsoft
MSFT
$2.84T
$61K 0.03%
816
-15
-2% -$1.1K
UTF icon
175
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$60K 0.03%
+2,602
New +$60.4K
5 6
7
8 9

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PCI
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.