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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHF
151
DELISTED
Pacholder High Yield
PHF
$134K 0.05%
22,075
– –
EEA
152
European Equity Fund
EEA
$74.1M
$133K 0.05%
16,464
– –
IF
153
DELISTED
Aberdeen Indonesia Fund
IF
$132K 0.05%
23,835
– –
LDP icon
154
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$131K 0.05%
5,800
– –
JTD
155
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$131K 0.05%
+9,400
New +$134K
JPW
156
DELISTED
Nuveen Flexible Invstment Fd
JPW
$130K 0.05%
8,881
– –
ETJ
157
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$127K 0.05%
12,500
– –
IIF
158
Morgan Stanley India Investment Fund
IIF
$212M
$127K 0.05%
4,967
– –
TGP
159
DELISTED
Teekay LNG Partners L.P.
TGP
$126K 0.05%
9,589
– –
IRL
160
DELISTED
NEW IRELAND FUND INC
IRL
$122K 0.05%
8,732
-1,000
-10% -$14K
BCX icon
161
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$119K 0.05%
16,756
– –
EQS icon
162
Equus Total Return
EQS
$17M
$118K 0.05%
65,682
-13,139
-17% -$21.5K
RGT
163
Royce Global Value Trust
RGT
$97.2M
$117K 0.05%
15,655
+82
+0.5% +$606
TSI
164
TCW Strategic Income Fund
TSI
$213M
$116K 0.05%
22,000
-21,230
-49% -$112K
AMGN icon
165
Amgen
AMGN
$203B
$114K 0.05%
700
– –
CHW
166
Calamos Global Dynamic Income Fund
CHW
$538M
$106K 0.04%
+14,800
New +$109K
MRK icon
167
Merck
MRK
$323B
$106K 0.04%
2,096
+1,048
+100% +$52.8K
CKH
168
DELISTED
Seacor Holdings Inc.
CKH
$105K 0.04%
2,068
– –
SNDS
169
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$105K 0.04%
+5,900
New +$105K
INO icon
170
Inovio Pharmaceuticals
INO
$79.4M
$101K 0.04%
1,250
– –
GDL
171
GDL Fund
GDL
$91.8M
$100K 0.04%
9,961
– –
CBA
172
DELISTED
ClearBridge American Energy MLP
CBA
$100K 0.04%
+12,252
New +$121K
ACP
173
abrdn Income Credit Strategies Fund
ACP
$641M
$97K 0.04%
8,836
– –
CELG
174
DELISTED
Celgene Corp
CELG
$96K 0.04%
800
– –
KMM
175
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$93K 0.04%
12,133
– –
5 6
7
8 9

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.