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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQI
151
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$117K 0.05%
+9,000
New +$115K
CXE
152
DELISTED
MFS High Income Municipal Trust
CXE
$112K 0.05%
+23,533
New +$109K
RCG
153
RENN Fund
RCG
$20.7M
$112K 0.05%
106,588
– –
ACP
154
abrdn Income Credit Strategies Fund
ACP
$641M
$110K 0.05%
8,836
-189
-2% -$2.5K
RGT
155
Royce Global Value Trust
RGT
$97.2M
$109K 0.05%
15,573
-1,471
-9% -$11.3K
NXZ
156
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$109K 0.05%
+8,000
New +$108K
NQS
157
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$103K 0.04%
+7,690
New +$103K
GDL
158
GDL Fund
GDL
$91.8M
$98K 0.04%
9,961
– –
AMGN icon
159
Amgen
AMGN
$203B
$97K 0.04%
700
+200
+40% +$31.5K
EMO
160
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$91K 0.04%
+1,261
New +$108K
KMM
161
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$90K 0.04%
12,133
– –
FOF icon
162
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$89K 0.04%
+8,197
New +$95.2K
INO icon
163
Inovio Pharmaceuticals
INO
$79.4M
$87K 0.04%
1,250
– –
ISD
164
PGIM High Yield Bond Fund
ISD
$418M
$87K 0.04%
5,931
-1,070
-15% -$16K
MXF
165
Mexico Fund
MXF
$309M
$87K 0.04%
5,000
– –
CELG
166
DELISTED
Celgene Corp
CELG
$87K 0.04%
+800
New +$99.3K
NZF icon
167
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$86K 0.04%
6,352
– –
CEF icon
168
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$85K 0.04%
8,000
– –
JCE icon
169
Nuveen Core Equity Alpha Fund
JCE
$280M
$82K 0.04%
5,967
-1,171
-16% -$18.2K
SPXX icon
170
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$82K 0.04%
6,501
– –
CHN
171
DELISTED
China Fund
CHN
$80K 0.03%
5,000
– –
JDD
172
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$79K 0.03%
7,586
– –
MIE
173
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$78K 0.03%
6,526
-1,050
-14% -$15.5K
BUI icon
174
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$77K 0.03%
4,746
– –
PSMT icon
175
Pricesmart
PSMT
$5.81B
$77K 0.03%
1,000
– –
5 6
7
8 9

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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.