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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSP icon
126
CRISPR Therapeutics
CRSP
$4.77B
$25.4K 0.01%
625
– –
MDT icon
127
Medtronic
MDT
$110B
$22.9K 0.01%
295
-2
-0.7% -$162
META icon
128
Meta Platforms (Facebook)
META
$1.37T
$21.2K 0.01%
176
+100
+132% +$11.7K
GXO icon
129
GXO Logistics
GXO
$5.8B
$20.3K 0.01%
476
– –
INCY icon
130
Incyte
INCY
$24.9B
$19.4K 0.01%
242
– –
PVI icon
131
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
$19.2K 0.01%
771
-2,429
-76% -$60.5K
HD icon
132
Home Depot
HD
$332B
$18.6K 0.01%
59
– –
BDJ icon
133
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$18.4K 0.01%
2,045
+39
+2% +$345
CVX icon
134
Chevron
CVX
$383B
$17.9K 0.01%
100
+13
+15% +$2.27K
BLK icon
135
Blackrock
BLK
$170B
$17K 0.01%
24
– –
PEP icon
136
PepsiCo
PEP
$191B
$16.8K 0.01%
93
+4
+4% +$713
IBN icon
137
ICICI Bank
IBN
$109B
$16.6K 0.01%
757
+15
+2% +$334
PG icon
138
Procter & Gamble
PG
$335B
$15.6K 0.01%
103
– –
APD icon
139
Air Products & Chemicals
APD
$66.8B
$15.4K 0.01%
50
– –
MDLZ icon
140
Mondelez International
MDLZ
$80.5B
$15.1K 0.01%
226
– –
SBUX icon
141
Starbucks
SBUX
$121B
$14.5K 0.01%
146
– –
AGD
142
abrdn Global Dynamic Dividend Fund
AGD
$316M
$13.8K 0.01%
1,456
+30
+2% +$273
PNC icon
143
PNC Financial Services
PNC
$99.2B
$13.7K 0.01%
87
– –
GF
144
New Germany Fund
GF
$184M
$13.4K 0.01%
1,703
+70
+4% +$542
MXF
145
Mexico Fund
MXF
$313M
$13.3K 0.01%
905
+60
+7% +$872
NCA icon
146
Nuveen California Municipal Value Fund
NCA
$299M
$13.2K 0.01%
+1,560
New +$13.1K
AZN icon
147
AstraZeneca
AZN
$266B
$13K 0.01%
96
+28
+41% +$3.51K
TWN
148
Taiwan Fund
TWN
$462M
$12.9K 0.01%
557
+80
+17% +$1.77K
ZTR
149
Virtus Total Return Fund
ZTR
$342M
$12.6K 0.01%
1,921
+70
+4% +$456
TFC icon
150
Truist Financial
TFC
$63.5B
$12.5K 0.01%
291
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.