TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+5.88%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$240M
AUM Growth
+$19.3M
Cap. Flow
+$7.21M
Cap. Flow %
3.01%
Top 10 Hldgs %
40.58%
Holding
382
New
20
Increased
152
Reduced
57
Closed
27

Top Buys

1
OCCI
OFS Credit Co
OCCI
$5.69M
2
CRF
Cornerstone Total Return Fund
CRF
$5.61M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
$5.45M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$4.65M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$3.36M

Top Sells

1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$5.56M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
$5.03M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
$3.51M
4
GHY
PGIM Global High Yield Fund
GHY
$2.42M
5
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$2.34M

Sector Composition

1 Financials 7.35%
2 Industrials 5.35%
3 Consumer Discretionary 2.6%
4 Materials 1.82%
5 Real Estate 1.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDY icon
126
SPDR S&P MidCap 400 ETF Trust
MDY
$23.6B
$74K 0.03%
150
– –
BGX
127
Blackstone Long-Short Credit Income Fund
BGX
$159M
$73K 0.03%
4,847
+47
+1% +$708
SONY icon
128
Sony
SONY
$162B
$72K 0.03%
3,710
+440
+13% +$8.54K
PYPL icon
129
PayPal
PYPL
$66.5B
$71K 0.03%
243
+35
+17% +$10.2K
TM icon
130
Toyota
TM
$252B
$69K 0.03%
396
+149
+60% +$26K
CRSP icon
131
CRISPR Therapeutics
CRSP
$4.82B
$67K 0.03%
415
-2
-0.5% -$323
TAK icon
132
Takeda Pharmaceutical
TAK
$47.8B
$67K 0.03%
4,000
– –
USO icon
133
United States Oil Fund
USO
$967M
$62K 0.03%
1,250
– –
CNI icon
134
Canadian National Railway
CNI
$60.3B
$60K 0.03%
565
+76
+16% +$8.07K
SE icon
135
Sea Limited
SE
$107B
$59K 0.02%
214
+26
+14% +$7.17K
QQQX icon
136
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.31B
$57K 0.02%
1,937
+31
+2% +$912
RVT icon
137
Royce Value Trust
RVT
$1.92B
$57K 0.02%
3,009
+48
+2% +$909
EQIX icon
138
Equinix
EQIX
$74.6B
$56K 0.02%
70
-7
-9% -$5.6K
ASG
139
Liberty All-Star Growth Fund
ASG
$341M
$54K 0.02%
6,075
+125
+2% +$1.11K
JMM icon
140
Nuveen Multi-Market Income Fund
JMM
$59.7M
$51K 0.02%
6,881
+45
+0.7% +$334
OTIS icon
141
Otis Worldwide
OTIS
$33.6B
$51K 0.02%
629
-121
-16% -$9.81K
EFT
142
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$50K 0.02%
3,467
-1,899
-35% -$27.4K
PUK icon
143
Prudential
PUK
$33.3B
$50K 0.02%
1,344
+430
+47% +$16K
RYAAY icon
144
Ryanair
RYAAY
$32.9B
$50K 0.02%
1,165
+140
+14% +$6.01K
JCE icon
145
Nuveen Core Equity Alpha Fund
JCE
$264M
$49K 0.02%
2,973
+58
+2% +$956
SVVC
146
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$49K 0.02%
8,571
– –
USA icon
147
Liberty All-Star Equity Fund
USA
$1.93B
$47K 0.02%
5,253
+130
+3% +$1.16K
CDNS icon
148
Cadence Design Systems
CDNS
$94.6B
$46K 0.02%
336
+29
+9% +$3.97K
INO icon
149
Inovio Pharmaceuticals
INO
$144M
$46K 0.02%
417
– –
SNY icon
150
Sanofi
SNY
$122B
$46K 0.02%
883
+106
+14% +$5.52K
4 5
6
7 8