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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$240M
AUM Growth
+$19.3M
Cap. Flow
+$7.41M
Cap. Flow %
3.09%
Top 10 Hldgs %
40.58%
Holding
382
New
20
Increased
152
Reduced
57
Closed
27

Top Buys

Rank Stock Value
1
CRF
Cornerstone Total Return Fund
CRF
+$5.74M
2
OCCI
OFS Credit Co
OCCI
+$5.72M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$4.83M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$3.36M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.45M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.89M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$3.44M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.34M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.33M

Sector Composition

Rank Sector Weight
1 Financials 7.41%
2 Industrials 5.35%
3 Consumer Discretionary 2.6%
4 Materials 1.82%
5 Real Estate 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
126
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$74K 0.03%
150
– –
BGX
127
Blackstone Long-Short Credit Income Fund
BGX
$136M
$73K 0.03%
4,847
+47
+1% +$679
SONY icon
128
Sony
SONY
$133B
$72K 0.03%
3,710
+440
+13% +$8.92K
PYPL icon
129
PayPal
PYPL
$50.3B
$71K 0.03%
243
+35
+17% +$9.24K
TM icon
130
Toyota
TM
$221B
$69K 0.03%
396
+149
+60% +$24.5K
CRSP icon
131
CRISPR Therapeutics
CRSP
$4.68B
$67K 0.03%
415
-2
-0.5% -$243
TAK icon
132
Takeda Pharmaceutical
TAK
$56B
$67K 0.03%
4,000
– –
USO icon
133
United States Oil Fund
USO
$2B
$62K 0.03%
1,250
– –
CNI icon
134
Canadian National Railway
CNI
$78.3B
$60K 0.03%
565
+76
+16% +$8.39K
SE icon
135
Sea Limited
SE
$65.8B
$59K 0.02%
214
+26
+14% +$6.6K
QQQX icon
136
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$57K 0.02%
1,937
+31
+2% +$878
RVT icon
137
Royce Value Trust
RVT
$2.22B
$57K 0.02%
3,009
+48
+2% +$904
EQIX icon
138
Equinix
EQIX
$102B
$56K 0.02%
70
-7
-9% -$5.2K
ASG
139
Liberty All-Star Growth Fund
ASG
$324M
$54K 0.02%
6,075
+125
+2% +$1.1K
JMM icon
140
Nuveen Multi-Market Income Fund
JMM
$54.5M
$51K 0.02%
6,881
+45
+0.7% +$330
OTIS icon
141
Otis Worldwide
OTIS
$28B
$51K 0.02%
629
-121
-16% -$9.31K
EFT
142
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$50K 0.02%
3,467
-1,899
-35% -$27K
PUK icon
143
Prudential
PUK
$36.1B
$50K 0.02%
1,344
+430
+47% +$17.6K
RYAAY icon
144
Ryanair
RYAAY
$31B
$50K 0.02%
1,165
+140
+14% +$6.32K
JCE icon
145
Nuveen Core Equity Alpha Fund
JCE
$280M
$49K 0.02%
2,973
+58
+2% +$931
SVVC
146
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$49K 0.02%
8,571
– –
USA icon
147
Liberty All-Star Equity Fund
USA
$1.79B
$47K 0.02%
5,253
+130
+3% +$1.09K
CDNS icon
148
Cadence Design Systems
CDNS
$95.1B
$46K 0.02%
336
+29
+9% +$3.84K
INO icon
149
Inovio Pharmaceuticals
INO
$84.7M
$46K 0.02%
417
– –
SNY icon
150
Sanofi
SNY
$109B
$46K 0.02%
883
+106
+14% +$5.53K
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q2 2021 Portfolio in Review

As of Q2 2021, Thomas J. Herzfeld Advisors held 382 positions worth $240M, up 8.8% from $220M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors deployed $7.41M of net new capital in Q2 2021, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was ProShares Short 20+ Year Treasury ETF: 275,544 shares worth $4.65M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 4.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $5.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2021 buy was ProShares Short 20+ Year Treasury ETF: 275,544 shares worth $4.65M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Total Return Fund in Q2 2021, an estimated $5.74M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2021 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $5.45M.
  • Thomas J. Herzfeld Advisors fully exited Kayne Anderson Energy Infrastructure Fund in Q2 2021, selling an estimated $2.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $240M portfolio in Q2 2021.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 27 in Q2 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $240M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2021, filed 16 Aug 2021.