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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+13.55%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$204M
AUM Growth
+$16.6M
Cap. Flow
-$9.98M
Cap. Flow %
-4.89%
Top 10 Hldgs %
49.05%
Holding
349
New
104
Increased
53
Reduced
69
Closed
58

Top Buys

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$4.18M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$3.41M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.48M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$2.3M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.92M

Top Sells

Rank Stock Value
1
MCR
MFS Charter Income Trust
MCR
+$3.15M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.01M
3
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.49M
4
GAM
General American Investors Company
GAM
+$2.31M
5
STEW
SRH Total Return Fund
STEW
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 4.2%
2 Industrials 3.76%
3 Consumer Discretionary 2.6%
4 Utilities 1.51%
5 Consumer Staples 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
126
UnitedHealth
UNH
$382B
$68K 0.03%
225
-36
-14% -$10.3K
BGX
127
Blackstone Long-Short Credit Income Fund
BGX
$135M
$63K 0.03%
+5,131
New +$58.6K
VTOL icon
128
Bristow Group
VTOL
$1.33B
$63K 0.03%
4,491
-2,246
-33% -$24K
JPS
129
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$62K 0.03%
6,781
+6,425
+1,805% +$52K
SONY icon
130
Sony
SONY
$137B
$59K 0.03%
3,815
-1,690
-31% -$22K
MNP
131
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$56K 0.03%
+3,793
New +$52.3K
CMU
132
DELISTED
MFS High Yield Municipal Trust
CMU
$55K 0.03%
12,637
-1,041
-8% -$4.15K
KSM
133
DELISTED
DWS Strategic Municipal Income Trust
KSM
$55K 0.03%
5,000
– –
MDY icon
134
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$51K 0.03%
150
– –
MDLZ icon
135
Mondelez International
MDLZ
$83.4B
$49K 0.02%
887
+188
+27% +$9.66K
UN
136
DELISTED
Unilever NV New York Registry Shares
UN
$49K 0.02%
831
+383
+85% +$19.5K
JMM icon
137
Nuveen Multi-Market Income Fund
JMM
$54.7M
$46K 0.02%
+6,719
New +$43.9K
FAM
138
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$45K 0.02%
+4,276
New +$40.1K
QQQX icon
139
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$44K 0.02%
1,818
+37
+2% +$824
ASG
140
Liberty All-Star Growth Fund
ASG
$321M
$40K 0.02%
5,548
+104
+2% +$582
GDL
141
GDL Fund
GDL
$91.7M
$37K 0.02%
4,531
+64
+1% +$520
USO icon
142
United States Oil Fund
USO
$2.15B
$36K 0.02%
1,250
– –
JCE icon
143
Nuveen Core Equity Alpha Fund
JCE
$273M
$35K 0.02%
2,769
+67
+2% +$799
SPCE icon
144
Virgin Galactic
SPCE
$315M
$34K 0.02%
75
– –
ERC
145
Allspring Multi-Sector Income Fund
ERC
$251M
$33K 0.02%
+2,953
New +$30.4K
SE icon
146
Sea Limited
SE
$66.4B
$32K 0.02%
258
-80
-24% -$5.79K
GAB icon
147
Gabelli Equity Trust
GAB
$1.73B
$30K 0.01%
6,074
+172
+3% +$786
USA icon
148
Liberty All-Star Equity Fund
USA
$1.78B
$29K 0.01%
4,971
+127
+3% +$687
TTCF
149
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$29K 0.01%
+2,000
New +$24.5K
HNW
150
DELISTED
Pioneer Diversified High Income Fund
HNW
$27K 0.01%
+2,141
New +$24.2K
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q2 2020 Portfolio in Review

As of Q2 2020, Thomas J. Herzfeld Advisors held 349 positions worth $204M, up 8.9% from $187M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $9.98M in Q2 2020, closing 58 positions and reducing 69 holdings. Its most notable exit was MFS Charter Income Trust, an estimated $3.15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, down from 4.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in ProShares UltraShort S&P500 worth $3.17M.

  • Thomas J. Herzfeld Advisors's largest Q2 2020 buy was ProShares UltraShort S&P500: 7,375 shares worth $3.17M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q2 2020, an estimated $3.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2020 reduction was Eaton Vance Short Duration Diversified Income Fund, cutting an estimated $2.49M.
  • Thomas J. Herzfeld Advisors fully exited MFS Charter Income Trust in Q2 2020, selling an estimated $3.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 49% of its $204M portfolio in Q2 2020.
  • Thomas J. Herzfeld Advisors opened 104 new positions and closed 58 in Q2 2020.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.9% quarter-over-quarter to $204M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2020, filed 12 Aug 2020.