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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-28.07%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$187M
AUM Growth
-$92.4M
Cap. Flow
-$3.79M
Cap. Flow %
-2.02%
Top 10 Hldgs %
46.57%
Holding
270
New
33
Increased
70
Reduced
55
Closed
25

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$6.64M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.67M
3
HIX
Western Asset High Income Fund II
HIX
+$2.78M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$2.33M
5
CCIF
Carlyle Credit Income Fund
CCIF
+$2.25M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$4.55M
2
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.34M
3
CET
Central Securities Corp
CET
+$3.04M
4
OXLC
Oxford Lane Capital
OXLC
+$2.65M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Financials 4.42%
2 Industrials 3%
3 Consumer Discretionary 2.13%
4 Utilities 1.81%
5 Consumer Staples 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
126
Invesco QQQ Trust
QQQ
$453B
$51K 0.03%
270
– –
RCI icon
127
Rogers Communications
RCI
$18.3B
$45K 0.02%
1,077
– –
USO icon
128
United States Oil Fund
USO
$2.15B
$42K 0.02%
1,250
+1,125
+900% +$86.7K
BABA icon
129
Alibaba
BABA
$293B
$39K 0.02%
203
-28
-12% -$5.84K
MDY icon
130
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$39K 0.02%
150
– –
INO icon
131
Inovio Pharmaceuticals
INO
$55.7M
$37K 0.02%
417
– –
GDL
132
GDL Fund
GDL
$91.8M
$35K 0.02%
4,467
+65
+1% +$573
MDLZ icon
133
Mondelez International
MDLZ
$79.5B
$35K 0.02%
699
+150
+27% +$8.13K
QQQX icon
134
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$34K 0.02%
1,781
+29
+2% +$652
EQIX icon
135
Equinix
EQIX
$101B
$31K 0.02%
49
– –
PYPL icon
136
PayPal
PYPL
$48.9B
$31K 0.02%
323
+107
+50% +$11.8K
JCE icon
137
Nuveen Core Equity Alpha Fund
JCE
$278M
$29K 0.02%
2,702
+45
+2% +$608
KPTI icon
138
Karyopharm Therapeutics
KPTI
$43.5M
$29K 0.02%
100
– –
ON icon
139
ON Semiconductor
ON
$31.8B
$27K 0.01%
2,160
– –
ASG
140
Liberty All-Star Growth Fund
ASG
$325M
$25K 0.01%
5,444
+209
+4% +$1.27K
GAB icon
141
Gabelli Equity Trust
GAB
$1.75B
$25K 0.01%
5,902
+195
+3% +$1.07K
MSFT icon
142
Microsoft
MSFT
$3.45T
$24K 0.01%
150
– –
USA icon
143
Liberty All-Star Equity Fund
USA
$1.79B
$23K 0.01%
4,844
+232
+5% +$1.43K
SPCE icon
144
Virgin Galactic
SPCE
$328M
$22K 0.01%
75
+25
+50% +$9.5K
UN
145
DELISTED
Unilever NV New York Registry Shares
UN
$22K 0.01%
448
+218
+95% +$11.9K
ASML icon
146
ASML
ASML
$626B
$21K 0.01%
79
-59
-43% -$16.8K
DEO icon
147
Diageo
DEO
$49B
$20K 0.01%
160
– –
GDV icon
148
Gabelli Dividend & Income Trust
GDV
$2.6B
$18K 0.01%
1,235
-1,768
-59% -$34.5K
INCY icon
149
Incyte
INCY
$24.2B
$18K 0.01%
242
– –
VIAV icon
150
Viavi Solutions
VIAV
$9.12B
$17K 0.01%
1,558
-897
-37% -$12.2K
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Thomas J. Herzfeld Advisors held 270 positions worth $187M, down 33% from $280M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2020 filing shows 33 new, 70 increased, 55 reduced and 25 closed positions. Its largest new stake was Western Asset High Income Fund II: 440,876 shares worth $2.21M. The largest sale was SRH Total Return Fund, an estimated $4.55M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 8% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2020 buy was Western Asset High Income Fund II: 440,876 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q1 2020, an estimated $6.64M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2020 reduction was SRH Total Return Fund, cutting an estimated $4.55M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Intermediate Income Fund in Q1 2020, selling an estimated $3.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $187M portfolio in Q1 2020.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 25 in Q1 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 33% quarter-over-quarter to $187M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.