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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSI
126
TCW Strategic Income Fund
TSI
$212M
$128K 0.06%
22,000
– –
BCX icon
127
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$126K 0.06%
14,156
-1,600
-10% -$13.7K
IIF
128
Morgan Stanley India Investment Fund
IIF
$210M
$126K 0.06%
3,674
– –
MAV
129
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$126K 0.06%
10,879
-16,526
-60% -$192K
HD icon
130
Home Depot
HD
$332B
$125K 0.06%
762
+4
+0.5% +$613
MCD icon
131
McDonald's
MCD
$188B
$122K 0.05%
781
-1
-0.1% -$157
EIA
132
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$122K 0.05%
10,109
-18,565
-65% -$227K
SRV
133
NXG Cushing Midstream Energy Fund
SRV
$232M
$119K 0.05%
2,475
– –
CELG
134
DELISTED
Celgene Corp
CELG
$117K 0.05%
800
– –
AAPL icon
135
Apple
AAPL
$4.89T
$116K 0.05%
3,012
+8
+0.3% +$310
RA
136
Brookfield Real Assets Income Fund
RA
$703M
$116K 0.05%
4,855
– –
SCD
137
LMP Capital and Income Fund
SCD
$353M
$114K 0.05%
7,833
– –
IBM icon
138
IBM
IBM
$202B
$112K 0.05%
810
-1
-0.1% -$139
NAD icon
139
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$112K 0.05%
7,920
-2,080
-21% -$29.7K
AABA
140
DELISTED
Altaba Inc
AABA
$110K 0.05%
+1,658
New +$102K
BMY icon
141
Bristol-Myers Squibb
BMY
$127B
$108K 0.05%
1,700
– –
MUI
142
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$108K 0.05%
7,590
-1,990
-21% -$28.2K
IF
143
DELISTED
Aberdeen Indonesia Fund
IF
$107K 0.05%
13,727
-3,273
-19% -$25K
OXSQ icon
144
Oxford Square Capital
OXSQ
$151M
$105K 0.05%
15,300
– –
CEF icon
145
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$101K 0.04%
8,000
– –
JNJ icon
146
Johnson & Johnson
JNJ
$635B
$100K 0.04%
772
+4
+0.5% +$530
SGF
147
DELISTED
Aberdeen Singapore Fund
SGF
$99K 0.04%
8,525
-3,610
-30% -$41.4K
INO icon
148
Inovio Pharmaceuticals
INO
$79.8M
$95K 0.04%
1,250
– –
CKH
149
DELISTED
Seacor Holdings Inc.
CKH
$92K 0.04%
2,068
– –
AEF
150
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$91K 0.04%
10,859
– –
4 5
6
7 8

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PCI
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.