We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$267M
AUM Growth
-$8.51M
Cap. Flow
-$4.66M
Cap. Flow %
-1.74%
Top 10 Hldgs %
44.11%
Holding
377
New
16
Increased
83
Reduced
43
Closed
51

Top Buys

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.12M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.91M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.65M
4
PEO
Adams Natural Resources Fund
PEO
+$3.24M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$3.01M

Top Sells

Rank Stock Value
1
CRF
Cornerstone Total Return Fund
CRF
+$3.53M
2
CET
Central Securities Corp
CET
+$3M
3
JRS icon
Nuveen Real Estate Income Fund
JRS
+$2.87M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.77M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.62M

Sector Composition

Rank Sector Weight
1 Financials 9.61%
2 Industrials 3.73%
3 Consumer Discretionary 2.37%
4 Materials 1.4%
5 Utilities 1.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
101
UnitedHealth
UNH
$383B
$115K 0.04%
225
– –
ABBV icon
102
AbbVie
ABBV
$455B
$114K 0.04%
704
+5
+0.7% +$726
ASA
103
ASA Gold and Precious Metals
ASA
$955M
$113K 0.04%
5,035
– –
NVS icon
104
Novartis
NVS
$301B
$109K 0.04%
1,244
– –
SONY icon
105
Sony
SONY
$134B
$108K 0.04%
5,245
-285
-5% -$6.2K
NVO
106
Novo Nordisk
NVO
$228B
$103K 0.04%
1,854
+356
+24% +$18.3K
SPY icon
107
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$99K 0.04%
220
– –
QQQ icon
108
Invesco QQQ Trust
QQQ
$450B
$98K 0.04%
270
– –
USO icon
109
United States Oil Fund
USO
$2.12B
$93K 0.03%
1,250
– –
CNI icon
110
Canadian National Railway
CNI
$76.9B
$83K 0.03%
622
-247
-28% -$30.9K
MA icon
111
Mastercard
MA
$510B
$76K 0.03%
214
-37
-15% -$13.3K
MDY icon
112
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$74K 0.03%
150
– –
ASML icon
113
ASML
ASML
$634B
$66K 0.02%
99
+65
+191% +$43.5K
TSLA icon
114
Tesla
TSLA
$1.22T
$66K 0.02%
183
– –
GXO icon
115
GXO Logistics
GXO
$5.8B
$62K 0.02%
869
+338
+64% +$27K
QQQX icon
116
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$58K 0.02%
2,027
+30
+2% +$810
JCE icon
117
Nuveen Core Equity Alpha Fund
JCE
$278M
$57K 0.02%
3,245
+52
+2% +$850
TAK icon
118
Takeda Pharmaceutical
TAK
$55.1B
$57K 0.02%
4,000
– –
SNY icon
119
Sanofi
SNY
$103B
$56K 0.02%
1,089
-278
-20% -$14.4K
RVT icon
120
Royce Value Trust
RVT
$2.2B
$55K 0.02%
3,264
+67
+2% +$1.17K
MSFT icon
121
Microsoft
MSFT
$3.35T
$52K 0.02%
169
+7
+4% +$2.11K
ASG
122
Liberty All-Star Growth Fund
ASG
$325M
$51K 0.02%
6,733
+537
+9% +$3.92K
GAB icon
123
Gabelli Equity Trust
GAB
$1.76B
$48K 0.02%
6,986
+144
+2% +$1K
BKR icon
124
Baker Hughes
BKR
$59.5B
$46K 0.02%
1,258
-1,346
-52% -$40.9K
USA icon
125
Liberty All-Star Equity Fund
USA
$1.79B
$46K 0.02%
5,683
+294
+5% +$2.26K
3 4
5
6 7

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Thomas J. Herzfeld Advisors held 377 positions worth $267M, down 3.1% from $275M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2022 filing shows 16 new, 83 increased, 43 reduced and 51 closed positions. Its largest new stake was Invesco Senior Income Trust: 392,683 shares worth $1.67M. The largest sale was Cornerstone Total Return Fund, an estimated $3.53M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2022 buy was Invesco Senior Income Trust: 392,683 shares worth $1.67M.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q1 2022, an estimated $4.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2022 reduction was Cornerstone Total Return Fund, cutting an estimated $3.53M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Ultra Short Duration Municipal ETF in Q1 2022, selling an estimated $1.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $267M portfolio in Q1 2022.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 51 in Q1 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.1% quarter-over-quarter to $267M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2022, filed 16 May 2022.