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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$149M
AUM Growth
-$55.2M
Cap. Flow
-$49.6M
Cap. Flow %
-33.35%
Top 10 Hldgs %
53.72%
Holding
307
New
17
Increased
64
Reduced
53
Closed
53

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$1.99M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.89M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.16M
4
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$1.03M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$870K

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.31M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.43M
4
ISD
PGIM High Yield Bond Fund
ISD
+$2.42M
5
HIX
Western Asset High Income Fund II
HIX
+$2.28M

Sector Composition

Rank Sector Weight
1 Financials 1.5%
2 Real Estate 1%
3 Healthcare 0.94%
4 Utilities 0.31%
5 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
101
DELISTED
Unilever NV New York Registry Shares
UN
$46K 0.03%
806
-25
-3% -$1.45K
QQQX icon
102
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$42K 0.03%
1,848
+30
+2% +$743
ASG
103
Liberty All-Star Growth Fund
ASG
$325M
$41K 0.03%
5,649
+101
+2% +$724
GDL
104
GDL Fund
GDL
$91.8M
$39K 0.03%
4,596
+65
+1% +$545
RVT icon
105
Royce Value Trust
RVT
$2.2B
$36K 0.02%
2,875
-25,669
-90% -$336K
JCE icon
106
Nuveen Core Equity Alpha Fund
JCE
$278M
$34K 0.02%
2,819
+50
+2% +$640
SE icon
107
Sea Limited
SE
$65.1B
$34K 0.02%
214
-44
-17% -$5.94K
GAB icon
108
Gabelli Equity Trust
GAB
$1.76B
$33K 0.02%
6,250
+176
+3% +$901
OCCI
109
OFS Credit Co
OCCI
$70.5M
$33K 0.02%
3,682
-61,412
-94% -$535K
USO icon
110
United States Oil Fund
USO
$2.12B
$32K 0.02%
1,250
– –
ON icon
111
ON Semiconductor
ON
$32.6B
$29K 0.02%
1,149
– –
USA icon
112
Liberty All-Star Equity Fund
USA
$1.79B
$28K 0.02%
4,880
-91
-2% -$544
TSLA icon
113
Tesla
TSLA
$1.22T
$27K 0.02%
210
– –
MSFT icon
114
Microsoft
MSFT
$3.35T
$25K 0.02%
124
– –
EQIX icon
115
Equinix
EQIX
$103B
$23K 0.02%
31
+1
+3% +$757
GDV icon
116
Gabelli Dividend & Income Trust
GDV
$2.6B
$23K 0.02%
1,282
+22
+2% +$409
INCY icon
117
Incyte
INCY
$24.9B
$23K 0.02%
260
-6
-2% -$579
RCI icon
118
Rogers Communications
RCI
$18.4B
$23K 0.02%
573
– –
KPTI icon
119
Karyopharm Therapeutics
KPTI
$159M
$22K 0.01%
100
– –
AMZN icon
120
Amazon
AMZN
$2.53T
$21K 0.01%
140
– –
ASML icon
121
ASML
ASML
$634B
$21K 0.01%
58
– –
BABA icon
122
Alibaba
BABA
$279B
$20K 0.01%
66
– –
JPM icon
123
JPMorgan Chase
JPM
$933B
$18K 0.01%
188
+2
+1% +$196
CDNS icon
124
Cadence Design Systems
CDNS
$91.7B
$17K 0.01%
160
-33
-17% -$3.47K
CNI icon
125
Canadian National Railway
CNI
$76.9B
$17K 0.01%
174
+26
+18% +$2.61K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Thomas J. Herzfeld Advisors held 307 positions worth $149M, down 27% from $204M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $49.6M in Q3 2020, closing 53 positions and reducing 53 holdings. Its most notable exit was MasTec, an estimated $4.59M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, down from 4.2% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Aberdeen Intermediate Income Fund worth $1.93M.

  • Thomas J. Herzfeld Advisors's largest Q3 2020 buy was Aberdeen Intermediate Income Fund: 518,132 shares worth $1.93M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q3 2020, an estimated $1.89M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.31M.
  • Thomas J. Herzfeld Advisors fully exited MasTec in Q3 2020, selling an estimated $4.59M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $149M portfolio in Q3 2020.
  • Thomas J. Herzfeld Advisors opened 17 new positions and closed 53 in Q3 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 27% quarter-over-quarter to $149M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.