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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$258M
AUM Growth
-$10.7M
Cap. Flow
-$2.17M
Cap. Flow %
-0.84%
Top 10 Hldgs %
36.39%
Holding
339
New
28
Increased
74
Reduced
69
Closed
30

Top Buys

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$5.83M
2
UTG icon
Reaves Utility Income Fund
UTG
+$3.63M
3
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.45M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$2.15M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.59M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$8.91M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.32M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.12M
4
STEW
SRH Total Return Fund
STEW
+$2.23M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$991K

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Consumer Discretionary 4.49%
3 Industrials 4.46%
4 Consumer Staples 2.21%
5 Materials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFL
101
PIMCO Income Strategy Fund
PFL
$383M
$291K 0.11%
+24,915
New +$288K
FHY
102
DELISTED
First Trust Strategic High
FHY
$282K 0.11%
23,106
+11,597
+101% +$144K
PYN
103
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$270K 0.1%
+30,916
New +$285K
PZC
104
DELISTED
PIMCO California Municipal Income Fund III
PZC
$270K 0.1%
27,959
-8,000
-22% -$80.2K
WU icon
105
Western Union
WU
$2.58B
$269K 0.1%
14,000
– –
BZM
106
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$269K 0.1%
20,172
– –
ABE
107
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$266K 0.1%
17,980
– –
AKP
108
DELISTED
Alliance Californa Muni Fd
AKP
$265K 0.1%
20,881
-3,700
-15% -$48.3K
NSC icon
109
Norfolk Southern
NSC
$76.1B
$262K 0.1%
1,928
– –
EVV
110
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$260K 0.1%
+20,000
New +$265K
NXR
111
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$260K 0.1%
18,269
– –
FAM
112
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$257K 0.1%
22,536
+19,140
+564% +$220K
PPT
113
Franklin Premier Income Trust
PPT
$323M
$249K 0.1%
47,687
+1,918
+4% +$10K
DTF
114
DTF Tax-Free Income 2028 Term Fund
DTF
$80.6M
$246K 0.1%
18,445
-15,000
-45% -$203K
JRI icon
115
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$235K 0.09%
14,501
-1,991
-12% -$33.7K
VMO icon
116
Invesco Municipal Opportunity Trust
VMO
$653M
$233K 0.09%
19,900
– –
VTA
117
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$233K 0.09%
19,830
– –
CMU
118
DELISTED
MFS High Yield Municipal Trust
CMU
$231K 0.09%
+51,855
New +$233K
LEO
119
BNY Mellon Strategic Municipals
LEO
$386M
$231K 0.09%
+30,000
New +$241K
CEV
120
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$226K 0.09%
19,858
-15,000
-43% -$175K
PHT
121
DELISTED
Pioneer High Income Fund
PHT
$220K 0.09%
23,387
– –
BTT icon
122
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$218K 0.08%
10,231
– –
CIK
123
Credit Suisse Asset Management Income Fund
CIK
$134M
$207K 0.08%
64,866
+18,000
+38% +$58.6K
RDS.B
124
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$198K 0.08%
87
+1
+1% +$67
MHI
125
DELISTED
Pioneer Municipal High Income Fund
MHI
$194K 0.08%
17,288
+2,215
+15% +$25.4K
3 4
5
6 7

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MEPT
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Thomas J. Herzfeld Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Thomas J. Herzfeld Advisors held 339 positions worth $258M, down 4% from $269M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2018 filing shows 28 new, 74 increased, 69 reduced and 30 closed positions. Its largest new stake was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K. The largest sale was BlackRock Science and Technology Trust, an estimated $8.91M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2018 buy was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K.
  • Thomas J. Herzfeld Advisors added most to Eagle Point Credit Company in Q1 2018, an estimated $5.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.32M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Science and Technology Trust in Q1 2018, selling an estimated $8.91M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 36% of its $258M portfolio in Q1 2018.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 30 in Q1 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 4% quarter-over-quarter to $258M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2018, filed 15 May 2018.