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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTF
101
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$186K 0.08%
+13,000
New +$189K
BA icon
102
Boeing
BA
$165B
$182K 0.08%
717
+4
+0.6% +$932
LCM
103
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$182K 0.08%
21,133
-32,044
-60% -$275K
MHI
104
DELISTED
Pioneer Municipal High Income Fund
MHI
$181K 0.08%
15,073
-32,417
-68% -$392K
NYH
105
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$179K 0.08%
15,000
-5,000
-25% -$60K
PGZ
106
Principal Real Estate Income Fund
PGZ
$68.6M
$176K 0.08%
+9,815
New +$180K
ARDC
107
Are Dynamic Credit Allocation Fund
ARDC
$297M
$175K 0.08%
10,696
+1,000
+10% +$16.3K
PMM
108
Franklin Managed Municipal Income Trust
PMM
$275M
$175K 0.08%
23,094
-16,969
-42% -$129K
MRK icon
109
Merck
MRK
$324B
$174K 0.08%
2,842
+6
+0.2% +$364
TGP
110
DELISTED
Teekay LNG Partners L.P.
TGP
$171K 0.08%
9,589
– –
BIT icon
111
BlackRock Multi-Sector Income Trust
BIT
$696M
$167K 0.07%
8,946
-1,705
-16% -$31.2K
GS icon
112
Goldman Sachs
GS
$313B
$166K 0.07%
700
+2
+0.3% +$451
NXQ
113
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$165K 0.07%
11,722
-8,616
-42% -$120K
BGB
114
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$163K 0.07%
10,181
– –
GILD icon
115
Gilead Sciences
GILD
$161B
$162K 0.07%
2,000
– –
MMM icon
116
3M
MMM
$89B
$160K 0.07%
909
– –
NXR
117
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$158K 0.07%
10,382
-14,111
-58% -$210K
UNH icon
118
UnitedHealth
UNH
$382B
$146K 0.06%
747
+2
+0.3% +$386
APF
119
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$146K 0.06%
8,485
– –
RGT
120
Royce Global Value Trust
RGT
$95.8M
$140K 0.06%
13,480
-248
-2% -$2.44K
NXJ
121
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$136K 0.06%
9,940
– –
NRK icon
122
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$132K 0.06%
10,000
– –
AMGN icon
123
Amgen
AMGN
$203B
$131K 0.06%
700
– –
EQS icon
124
Equus Total Return
EQS
$14.9M
$131K 0.06%
53,796
– –
SEVN
125
Seven Hills Realty Trust
SEVN
$179M
$128K 0.06%
6,625
-87,365
-93% -$1.78M
3 4
5
6 7

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PCI
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.