TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
-$838K
Cap. Flow
-$11.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IHI icon
101
iShares US Medical Devices ETF
IHI
$4.28B
$182K 0.1%
7,500
– –
APF
102
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$180K 0.1%
11,901
– –
VTOL icon
103
Bristow Group
VTOL
$1.08B
$173K 0.09%
10,758
– –
MMM icon
104
3M
MMM
$81.2B
$171K 0.09%
1,163
+5
+0.4% +$735
MRK icon
105
Merck
MRK
$210B
$168K 0.09%
2,820
+5
+0.2% +$298
SGF
106
DELISTED
Aberdeen Singapore Fund, Inc.
SGF
$168K 0.09%
17,917
-7,300
-29% -$68.4K
TTF
107
DELISTED
Thai Fund
TTF
$166K 0.09%
20,286
-750
-4% -$6.14K
GILD icon
108
Gilead Sciences
GILD
$141B
$158K 0.08%
2,000
– –
SPXX icon
109
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$326M
$158K 0.08%
11,471
-5,407
-32% -$74.5K
PHF
110
DELISTED
Pacholder High Yield
PHF
$153K 0.08%
21,390
-685
-3% -$4.9K
NAD icon
111
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$152K 0.08%
+10,085
New +$152K
TGP
112
DELISTED
Teekay LNG Partners L.P.
TGP
$145K 0.08%
9,589
– –
IIF
113
Morgan Stanley India Investment Fund
IIF
$258M
$141K 0.08%
4,967
– –
INO icon
114
Inovio Pharmaceuticals
INO
$141M
$140K 0.07%
1,250
– –
MUI
115
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$136K 0.07%
9,000
-7,000
-44% -$106K
SRV
116
NXG Cushing Midstream Energy Fund
SRV
$188M
$129K 0.07%
2,475
-250
-9% -$13K
JPW
117
DELISTED
Nuveen Flexible Invstment Fd
JPW
$129K 0.07%
7,481
-1,400
-16% -$24.1K
BCX icon
118
BlackRock Resources & Commodities Strategy Trust
BCX
$783M
$128K 0.07%
15,756
– –
IBB icon
119
iShares Biotechnology ETF
IBB
$5.66B
$126K 0.07%
1,308
– –
ZF
120
DELISTED
Virtus Total Return Fund Inc.
ZF
$126K 0.07%
9,711
-1,504
-13% -$19.5K
HD icon
121
Home Depot
HD
$408B
$125K 0.07%
972
+4
+0.4% +$514
MCD icon
122
McDonald's
MCD
$227B
$124K 0.07%
1,072
+6
+0.6% +$694
RGT
123
Royce Global Value Trust
RGT
$82.1M
$124K 0.07%
15,208
-102
-0.7% -$832
NXR
124
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$120K 0.06%
7,772
– –
JNJ icon
125
Johnson & Johnson
JNJ
$429B
$119K 0.06%
1,007
+5
+0.5% +$591
3 4
5
6 7