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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$312M
AUM Growth
+$11.8M
Cap. Flow
+$5.23M
Cap. Flow %
1.68%
Top 10 Hldgs %
44.15%
Holding
165
New
10
Increased
63
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$8.77M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$7.56M
3
XFLT
XAI Floating Rate & Alternative Income Trust
XFLT
+$7.09M
4
RA
Brookfield Real Assets Income Fund
RA
+$3.83M
5
SDHY
PGIM Short Duration High Yield Opportunities Fund
SDHY
+$2.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$10.8M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$7M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.9M
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$4.55M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$3.24M

Sector Composition

Rank Sector Weight
1 Financials 19.77%
2 Consumer Discretionary 5.75%
3 Industrials 2.18%
4 Materials 1.3%
5 Utilities 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENX
76
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$557K 0.18%
58,444
-3,464
-6% -$33.7K
NZF icon
77
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$524K 0.17%
43,095
-19,280
-31% -$245K
MIO
78
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$508K 0.16%
42,844
+5,528
+15% +$67.2K
MVT
79
DELISTED
BlackRock MuniVest Fund II
MVT
$455K 0.15%
43,122
-6,641
-13% -$73.2K
NUW icon
80
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$452K 0.14%
+33,256
New +$463K
NAC icon
81
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$432K 0.14%
38,256
+5,490
+17% +$63.5K
VGM icon
82
Invesco Trust Investment Grade Municipals
VGM
$550M
$392K 0.13%
38,798
+5,940
+18% +$61.1K
PFO
83
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
$360K 0.12%
39,919
+17,377
+77% +$160K
CEFS icon
84
Saba Closed-End Funds ETF
CEFS
$419M
$352K 0.11%
16,448
-1,658
-9% -$36.7K
GLD icon
85
SPDR Gold Trust
GLD
$131B
$338K 0.11%
1,398
– –
SEB icon
86
Seaboard Corp
SEB
$4.39B
$333K 0.11%
137
– –
LEO
87
BNY Mellon Strategic Municipals
LEO
$386M
$297K 0.1%
49,145
+13,356
+37% +$84.3K
MAV
88
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$295K 0.09%
34,950
+4,794
+16% +$41.6K
CXE
89
DELISTED
MFS High Income Municipal Trust
CXE
$280K 0.09%
76,036
+16,950
+29% +$64.9K
PMM
90
Franklin Managed Municipal Income Trust
PMM
$270M
$259K 0.08%
43,341
+7,543
+21% +$47.4K
ASA
91
ASA Gold and Precious Metals
ASA
$924M
$255K 0.08%
+12,602
New +$262K
VFL
92
DELISTED
abrdn National Municipal Income Fund
VFL
$254K 0.08%
+25,115
New +$269K
VTN icon
93
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$253K 0.08%
24,132
-17,401
-42% -$195K
SPY icon
94
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$229K 0.07%
390
– –
STEW
95
SRH Total Return Fund
STEW
$1.77B
$198K 0.06%
12,341
+3
+0% +$48
CWCO icon
96
Consolidated Water Co
CWCO
$472M
$158K 0.05%
6,092
– –
QQQ icon
97
Invesco QQQ Trust
QQQ
$436B
$138K 0.04%
270
– –
STK
98
Columbia Seligman Premium Technology Growth Fund
STK
$806M
$128K 0.04%
3,997
+572
+17% +$19.1K
NPWR.WS icon
99
NET Power Inc Warrants
NPWR.WS
$12.4M
$118K 0.04%
32,771
– –
TFLO icon
100
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$109K 0.04%
2,168
-2,301
-51% -$116K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Thomas J. Herzfeld Advisors held 165 positions worth $312M, up 3.9% from $300M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2024 filing shows 10 new, 63 increased, 40 reduced and 18 closed positions. Its largest new stake was Prospect Capital: 1,828,411 shares worth $7.88M. The largest sale was High Income Securities Fund, an estimated $10.8M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2024 buy was Prospect Capital: 1,828,411 shares worth $7.88M.
  • Thomas J. Herzfeld Advisors added most to Saba Capital Income & Opportunities Fund II in Q4 2024, an estimated $7.56M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2024 reduction was FS Credit Opportunities Corp, cutting an estimated $7M.
  • Thomas J. Herzfeld Advisors fully exited High Income Securities Fund in Q4 2024, selling an estimated $10.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $312M portfolio in Q4 2024.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 18 in Q4 2024.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.9% quarter-over-quarter to $312M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2024, filed 12 Feb 2025.