TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-4.56%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$234M
AUM Growth
+$234M
Cap. Flow
+$9.16M
Cap. Flow %
3.91%
Top 10 Hldgs %
57.02%
Holding
348
New
25
Increased
52
Reduced
51
Closed
39

Top Buys

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$13.8M
3
SJB icon
ProShares Short High Yield
SJB
$8.97M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
$1.7M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
$1.52M

Top Sells

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$6.73M
2
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$3.22M
3
PCF
High Income Securities Fund
PCF
$2.95M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$2.55M
5
VVR icon
Invesco Senior Income Trust
VVR
$2.5M

Sector Composition

1 Financials 3.97%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CEN
76
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$196K 0.08%
+11,849
New +$196K
AMX icon
77
America Movil
AMX
$58.9B
$181K 0.08%
10,998
– –
AMGN icon
78
Amgen
AMGN
$153B
$158K 0.07%
700
– –
TRIN icon
79
Trinity Capital
TRIN
$1.14B
$151K 0.06%
+12,023
New +$151K
SPY icon
80
SPDR S&P 500 ETF Trust
SPY
$656B
$139K 0.06%
390
– –
CEF icon
81
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$125K 0.05%
8,000
– –
CCL icon
82
Carnival Corp
CCL
$42.5B
$123K 0.05%
17,559
– –
BMY icon
83
Bristol-Myers Squibb
BMY
$96.7B
$121K 0.05%
1,700
– –
QID icon
84
ProShares UltraShort QQQ
QID
$279M
$120K 0.05%
+4,370
New +$120K
NXG
85
NXG NextGen Infrastructure Income Fund
NXG
$198M
$116K 0.05%
+3,165
New +$116K
UNH icon
86
UnitedHealth
UNH
$279B
$114K 0.05%
225
– –
GSIE icon
87
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.18B
$104K 0.04%
4,197
– –
FXB icon
88
Invesco CurrencyShares British Pound Sterling Trust
FXB
$90.4M
$104K 0.04%
+973
New +$104K
FXE icon
89
Invesco CurrencyShares Euro Currency Trust
FXE
$527M
$102K 0.04%
+1,126
New +$102K
NVS icon
90
Novartis
NVS
$248B
$95K 0.04%
1,244
– –
ABBV icon
91
AbbVie
ABBV
$374B
$94K 0.04%
704
– –
USO icon
92
United States Oil Fund
USO
$967M
$82K 0.04%
1,250
– –
PVI icon
93
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$80K 0.03%
3,200
-800
-20% -$20K
NVO icon
94
Novo Nordisk
NVO
$252B
$74K 0.03%
741
+30
+4% +$3K
SONY icon
95
Sony
SONY
$162B
$73K 0.03%
1,134
+440
+63% +$28.3K
QQQ icon
96
Invesco QQQ Trust
QQQ
$364B
$72K 0.03%
270
– –
ASML icon
97
ASML
ASML
$290B
$68K 0.03%
163
+22
+16% +$9.18K
ASA
98
ASA Gold and Precious Metals
ASA
$733M
$63K 0.03%
5,038
– –
MDY icon
99
SPDR S&P MidCap 400 ETF Trust
MDY
$23.6B
$60K 0.03%
150
– –
TMO icon
100
Thermo Fisher Scientific
TMO
$183B
$53K 0.02%
104
+88
+550% +$44.8K
2 3
4
5 6