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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$234M
AUM Growth
-$7M
Cap. Flow
+$5.84M
Cap. Flow %
2.49%
Top 10 Hldgs %
57.02%
Holding
347
New
25
Increased
51
Reduced
52
Closed
39

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14.5M
3
SJB icon
ProShares Short High Yield
SJB
+$8.53M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$1.81M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
+$1.5M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.6M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.57M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.21M
4
PCF
High Income Securities Fund
PCF
+$3.18M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEN
76
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$196K 0.08%
+11,849
New +$205K
AMX icon
77
America Movil
AMX
$74.6B
$181K 0.08%
10,998
– –
AMGN icon
78
Amgen
AMGN
$209B
$158K 0.07%
700
– –
TRIN icon
79
Trinity Capital Inc.
TRIN
$1.58B
$151K 0.06%
+12,023
New +$177K
SPY icon
80
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$139K 0.06%
390
– –
CEF icon
81
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$125K 0.05%
8,000
– –
CCL icon
82
Carnival Corporation Ltd
CCL
$38.1B
$123K 0.05%
17,559
– –
BMY icon
83
Bristol-Myers Squibb
BMY
$129B
$121K 0.05%
1,700
– –
QID icon
84
ProShares UltraShort QQQ
QID
$305M
$120K 0.05%
+874
New +$97.3K
NXG
85
NXG NextGen Infrastructure Income Fund
NXG
$306M
$116K 0.05%
+3,165
New +$132K
UNH icon
86
UnitedHealth
UNH
$382B
$114K 0.05%
225
– –
FXB icon
87
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.1M
$104K 0.04%
+973
New +$110K
GSIE icon
88
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$104K 0.04%
4,197
– –
FXE icon
89
Invesco CurrencyShares Euro Currency Trust
FXE
$344M
$102K 0.04%
+1,126
New +$105K
NVS icon
90
Novartis
NVS
$302B
$95K 0.04%
1,244
– –
ABBV icon
91
AbbVie
ABBV
$465B
$94K 0.04%
704
– –
USO icon
92
United States Oil Fund
USO
$2.15B
$82K 0.04%
1,250
– –
PVI icon
93
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
$80K 0.03%
3,200
-800
-20% -$19.9K
NVO
94
Novo Nordisk
NVO
$228B
$74K 0.03%
1,482
+60
+4% +$3.21K
SONY icon
95
Sony
SONY
$137B
$73K 0.03%
5,670
+2,200
+63% +$35.3K
QQQ icon
96
Invesco QQQ Trust
QQQ
$436B
$72K 0.03%
270
– –
ASML icon
97
ASML
ASML
$596B
$68K 0.03%
163
+22
+16% +$11K
ASA
98
ASA Gold and Precious Metals
ASA
$924M
$63K 0.03%
5,038
– –
MDY icon
99
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$60K 0.03%
150
– –
TMO icon
100
Thermo Fisher Scientific
TMO
$214B
$53K 0.02%
104
+88
+550% +$49.2K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Thomas J. Herzfeld Advisors held 347 positions worth $234M, down 2.9% from $241M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2022 filing shows 25 new, 51 increased, 52 reduced and 39 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M. The largest sale was Cornerstone Strategic Value Fund, an estimated $7.6M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 7.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q3 2022, an estimated $23.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2022 reduction was Cornerstone Strategic Value Fund, cutting an estimated $7.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short 20+ Year Treasury ETF in Q3 2022, selling an estimated $3.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 57% of its $234M portfolio in Q3 2022.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 39 in Q3 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.9% quarter-over-quarter to $234M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.