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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXSQ icon
76
Oxford Square Capital
OXSQ
$147M
$846K 0.31%
+130,230
New +$859K
PGTI
77
DELISTED
PGT, Inc.
PGTI
$833K 0.31%
60,170
+5,000
+9% +$79.1K
LIVN icon
78
LivaNova
LIVN
$4.51B
$810K 0.3%
8,330
– –
EVG
79
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$795K 0.29%
61,328
+2,682
+5% +$34.4K
FIF
80
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$768K 0.28%
48,464
-5,726
-11% -$86.5K
RDS.B
81
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$748K 0.27%
308
+83
+37% +$5.25K
MUI
82
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$747K 0.27%
54,258
+25,267
+87% +$338K
SEB icon
83
Seaboard Corp
SEB
$4.36B
$746K 0.27%
174
-100
-36% -$385K
JOF
84
Japan Smaller Capitalization Fund
JOF
$320M
$740K 0.27%
84,390
– –
JMM icon
85
Nuveen Multi-Market Income Fund
JMM
$54.7M
$739K 0.27%
104,489
+200
+0.2% +$1.4K
SEVN
86
Seven Hills Realty Trust
SEVN
$182M
$718K 0.26%
38,417
+34,016
+773% +$597K
HQH
87
abrdn Healthcare Investors
HQH
$1.25B
$709K 0.26%
34,522
+5,414
+19% +$111K
FOF icon
88
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$708K 0.26%
57,282
-110,199
-66% -$1.34M
BGB
89
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$698K 0.26%
48,961
+36,190
+283% +$520K
HQL
90
abrdn Life Sciences Investors
HQL
$589M
$678K 0.25%
39,562
+16
+0% +$276
BTZ icon
91
BlackRock Credit Allocation Income Trust
BTZ
$933M
$670K 0.25%
+53,957
New +$647K
CIK
92
Credit Suisse Asset Management Income Fund
CIK
$134M
$645K 0.24%
208,186
+4,510
+2% +$13.5K
AMX icon
93
America Movil
AMX
$77.2B
$638K 0.23%
44,690
– –
XMPT icon
94
VanEck CEF Muni Income ETF
XMPT
$219M
$638K 0.23%
24,474
-426
-2% -$10.8K
AVK
95
Advent Convertible and Income Fund
AVK
$540M
$607K 0.22%
42,221
+11,548
+38% +$159K
MLM icon
96
Martin Marietta Materials
MLM
$35B
$604K 0.22%
3,000
– –
VMC icon
97
Vulcan Materials
VMC
$37.4B
$592K 0.22%
5,000
– –
NXR
98
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$553K 0.2%
37,534
+29,724
+381% +$434K
HIX
99
Western Asset High Income Fund II
HIX
$349M
$523K 0.19%
+80,756
New +$512K
MHF
100
Western Asset Municipal High Income Fund
MHF
$151M
$503K 0.18%
+68,027
New +$493K
2 3
4
5 6

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PCI
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PC
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DMBA
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MFC
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MEPT
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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.