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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUND
76
Sprott Focus Trust
FUND
$293M
$385K 0.17%
49,836
+558
+1% +$4.17K
EVTC icon
77
Evertec
EVTC
$1.83B
$375K 0.17%
23,643
– –
GDV icon
78
Gabelli Dividend & Income Trust
GDV
$2.6B
$371K 0.16%
16,565
+15
+0.1% +$329
WIW
79
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$346K 0.15%
30,700
– –
CEV
80
Eaton Vance California Municipal Income Trust
CEV
$71.7M
$339K 0.15%
27,156
-5,748
-17% -$72.5K
EEA
81
European Equity Fund
EEA
$73.9M
$337K 0.15%
34,836
+25,578
+276% +$242K
JGH icon
82
Nuveen Global High Income Fund
JGH
$348M
$315K 0.14%
18,130
– –
WIA
83
Western Asset Inflation-Linked Income Fund
WIA
$185M
$298K 0.13%
25,799
– –
CHN
84
DELISTED
China Fund
CHN
$275K 0.12%
13,537
+3,919
+41% +$77.9K
ASG
85
Liberty All-Star Growth Fund
ASG
$323M
$269K 0.12%
51,462
-22,369
-30% -$112K
WU icon
86
Western Union
WU
$2.57B
$269K 0.12%
14,000
– –
NSC icon
87
Norfolk Southern
NSC
$78.8B
$255K 0.11%
1,928
– –
ABE
88
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$251K 0.11%
17,980
+300
+2% +$4.22K
PMO
89
Franklin Municipal Opportunities Trust
PMO
$282M
$250K 0.11%
19,790
-4,461
-18% -$56.3K
AKP
90
DELISTED
Alliance Californa Muni Fd
AKP
$246K 0.11%
17,781
+270
+2% +$3.73K
VTOL icon
91
Bristow Group
VTOL
$1.35B
$241K 0.11%
10,758
– –
CBA
92
DELISTED
ClearBridge American Energy MLP
CBA
$235K 0.1%
27,406
-7,431
-21% -$63.8K
NXP icon
93
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$234K 0.1%
15,655
-2,090
-12% -$30.7K
BTT icon
94
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$232K 0.1%
+10,231
New +$235K
AFB
95
AllianceBernstein National Municipal Income Fund
AFB
$312M
$216K 0.1%
15,462
-7,193
-32% -$100K
FSD
96
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$205K 0.09%
12,018
-8,483
-41% -$144K
TTF
97
DELISTED
Thai Fund
TTF
$202K 0.09%
20,786
+500
+2% +$4.51K
IBB icon
98
iShares Biotechnology ETF
IBB
$9.31B
$200K 0.09%
1,800
– –
RDS.B
99
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$197K 0.09%
+86
New +$4.94K
NXG
100
NXG NextGen Infrastructure Income Fund
NXG
$339M
$195K 0.09%
2,610
– –
2 3
4
5 6

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.