We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
51
Royal Caribbean
RCL
$86.5B
$1.38M 0.57%
27,926
– –
MLM icon
52
Martin Marietta Materials
MLM
$34.2B
$1.35M 0.55%
4,000
– –
CPA icon
53
Copa Holdings
CPA
$5.56B
$1.27M 0.52%
15,250
-5,000
-25% -$393K
PGTI
54
DELISTED
PGT, Inc.
PGTI
$1.26M 0.52%
70,117
-7,000
-9% -$143K
ASR icon
55
Grupo Aeroportuario del Sureste
ASR
$8.16B
$1.21M 0.49%
5,175
– –
LEN icon
56
Lennar Class A
LEN
$20.4B
$1.13M 0.46%
12,913
– –
FMX icon
57
Fomento Económico Mexicano
FMX
$41.2B
$1.02M 0.42%
13,110
– –
BIL icon
58
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$999K 0.41%
10,919
– –
IHI icon
59
iShares US Medical Devices ETF
IHI
$3.17B
$940K 0.39%
17,875
+237
+1% +$12K
VAC icon
60
Marriott Vacations Worldwide
VAC
$3.53B
$908K 0.37%
6,745
– –
VMC icon
61
Vulcan Materials
VMC
$36.8B
$876K 0.36%
5,000
– –
FAM
62
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$799K 0.33%
+133,191
New +$751K
CX icon
63
Cemex
CX
$16.9B
$630K 0.26%
155,645
-25,000
-14% -$99.9K
SHY icon
64
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$607K 0.25%
7,481
– –
EVTC icon
65
Evertec
EVTC
$1.97B
$549K 0.23%
16,956
– –
DMA
66
Destra Multi-Alternative Fund
DMA
$67.6M
$527K 0.22%
77,111
+7,817
+11% +$51.7K
SEB icon
67
Seaboard Corp
SEB
$4.39B
$517K 0.21%
137
– –
PLYA
68
DELISTED
Playa Hotels & Resorts
PLYA
$513K 0.21%
78,605
-20,000
-20% -$119K
ESRT icon
69
Empire State Realty Trust
ESRT
$1B
$498K 0.2%
73,894
– –
LIVN icon
70
LivaNova
LIVN
$4.47B
$463K 0.19%
8,330
– –
IBB icon
71
iShares Biotechnology ETF
IBB
$9.45B
$374K 0.15%
2,850
– –
MINT icon
72
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$354K 0.15%
3,587
– –
MRK icon
73
Merck
MRK
$322B
$314K 0.13%
2,830
– –
CEFS icon
74
Saba Closed-End Funds ETF
CEFS
$419M
$272K 0.11%
15,778
+3,916
+33% +$68.4K
FXY icon
75
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$262K 0.11%
3,680
-1,546
-30% -$102K
1 2
3
4 5

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.