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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWCO icon
51
Consolidated Water Co
CWCO
$472M
$1.69M 0.6%
121,638
-7,900
-6% -$109K
JOF
52
Japan Smaller Capitalization Fund
JOF
$323M
$1.66M 0.59%
150,232
-2,172
-1% -$24.1K
VAC icon
53
Marriott Vacations Worldwide
VAC
$3.4B
$1.65M 0.58%
14,745
+2,000
+16% +$236K
EVV
54
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$1.53M 0.54%
120,378
+20,590
+21% +$261K
VTA
55
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.52M 0.54%
132,906
+58,274
+78% +$670K
FMX icon
56
Fomento Económico Mexicano
FMX
$45B
$1.47M 0.52%
14,882
+34
+0.2% +$3.27K
DMC
57
Del Monte Corp
DMC
$1.36B
$1.44M 0.51%
42,500
– –
WSO icon
58
Watsco Inc
WSO
$15B
$1.43M 0.51%
8,000
-1,600
-17% -$283K
ASR icon
59
Grupo Aeroportuario del Sureste
ASR
$8.06B
$1.35M 0.48%
6,600
– –
KYN icon
60
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$1.33M 0.47%
74,740
+42,760
+134% +$798K
IIF
61
Morgan Stanley India Investment Fund
IIF
$212M
$1.26M 0.45%
53,674
+50,000
+1,361% +$1.31M
CCL icon
62
Carnival Corporation Ltd
CCL
$37.1B
$1.25M 0.44%
19,518
-4,482
-19% -$272K
AVH
63
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.25M 0.44%
221,569
– –
LIVN icon
64
LivaNova
LIVN
$4.43B
$1.03M 0.37%
8,330
– –
NEE icon
65
NextEra Energy
NEE
$185B
$1.01M 0.36%
24,204
– –
ARDC
66
Are Dynamic Credit Allocation Fund
ARDC
$296M
$1.01M 0.36%
65,154
+27,173
+72% +$432K
MXE
67
Mexico Equity and Income Fund
MXE
$58.2M
$952K 0.34%
77,505
-90,546
-54% -$1.03M
CXH
68
DELISTED
MFS Investment Grade Municipal Trust
CXH
$945K 0.34%
105,310
– –
MIE
69
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$909K 0.32%
87,044
-30,265
-26% -$319K
FIF
70
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$889K 0.32%
56,461
-1,089
-2% -$17.8K
CIB icon
71
Grupo Cibest SA
CIB
$20.9B
$825K 0.29%
19,780
– –
ESRT icon
72
Empire State Realty Trust
ESRT
$969M
$812K 0.29%
48,894
– –
SPE
73
Special Opportunities Fund
SPE
$139M
$812K 0.29%
56,387
-1,398
-2% -$20.1K
EVG
74
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$766K 0.27%
59,358
+15,762
+36% +$204K
TYG
75
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$748K 0.27%
6,941
-2,975
-30% -$333K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.