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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$149M
AUM Growth
-$55.2M
Cap. Flow
-$49.6M
Cap. Flow %
-33.35%
Top 10 Hldgs %
53.72%
Holding
307
New
17
Increased
64
Reduced
53
Closed
53

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$1.99M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.89M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.16M
4
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
+$1.03M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$870K

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$4.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.31M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.43M
4
ISD
PGIM High Yield Bond Fund
ISD
+$2.42M
5
HIX
Western Asset High Income Fund II
HIX
+$2.28M

Sector Composition

Rank Sector Weight
1 Financials 1.5%
2 Real Estate 1%
3 Healthcare 0.94%
4 Utilities 0.31%
5 Technology 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPF
26
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$1.7M 1.14%
79,019
+128
+0.2% +$2.78K
VTA
27
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.57M 1.06%
170,279
+60,999
+56% +$554K
DSU icon
28
BlackRock Debt Strategies Fund
DSU
$592M
$1.36M 0.91%
142,736
-60,770
-30% -$600K
BWG
29
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$1.32M 0.89%
119,828
-19,776
-14% -$244K
MAV
30
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$1.32M 0.88%
120,724
-128,436
-52% -$1.41M
FSD
31
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.17M 0.79%
87,029
+23,358
+37% +$323K
AOD
32
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$1.13M 0.76%
154,458
-58,789
-28% -$469K
MMT
33
Aberdeen Multi-Market Income Fund
MMT
$237M
$1.13M 0.76%
+198,836
New +$1.16M
AGD
34
abrdn Global Dynamic Dividend Fund
AGD
$313M
$1.11M 0.75%
129,266
-37,780
-23% -$352K
SEVN
35
Seven Hills Realty Trust
SEVN
$173M
$1.04M 0.7%
148,002
-364
-0.2% -$3.86K
PHK
36
PIMCO High Income Fund
PHK
$856M
$1M 0.68%
190,677
-37,350
-16% -$199K
BIL icon
37
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$999K 0.67%
10,919
– –
DMO
38
Western Asset Mortgage Opportunity Fund
DMO
$118M
$988K 0.66%
74,829
-2,068
-3% -$28.4K
IHI icon
39
iShares US Medical Devices ETF
IHI
$3.17B
$917K 0.62%
18,450
+4,554
+33% +$221K
JLS icon
40
Nuveen Mortgage and Income Fund
JLS
$94.6M
$889K 0.6%
47,676
+39,168
+460% +$748K
IBB icon
41
iShares Biotechnology ETF
IBB
$9.45B
$725K 0.49%
5,550
– –
RMI
42
RiverNorth Opportunistic Municipal Income Fund
RMI
$97.1M
$699K 0.47%
34,703
-2,192
-6% -$46.3K
AWF
43
AllianceBernstein Global High Income Fund
AWF
$869M
$685K 0.46%
66,601
+709
+1% +$7.52K
SHY icon
44
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$647K 0.43%
7,481
– –
BFZ
45
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$618K 0.42%
47,529
+5,213
+12% +$70.4K
MINT icon
46
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$551K 0.37%
5,400
– –
CXH
47
DELISTED
MFS Investment Grade Municipal Trust
CXH
$509K 0.34%
55,877
-17,781
-24% -$172K
NEE icon
48
NextEra Energy
NEE
$184B
$444K 0.3%
24,236
-4,896
-17% -$338K
LIVN icon
49
LivaNova
LIVN
$4.47B
$419K 0.28%
8,330
– –
ESRT icon
50
Empire State Realty Trust
ESRT
$1B
$398K 0.27%
73,894
– –
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Thomas J. Herzfeld Advisors held 307 positions worth $149M, down 27% from $204M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $49.6M in Q3 2020, closing 53 positions and reducing 53 holdings. Its most notable exit was MasTec, an estimated $4.59M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, down from 4.2% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Aberdeen Intermediate Income Fund worth $1.93M.

  • Thomas J. Herzfeld Advisors's largest Q3 2020 buy was Aberdeen Intermediate Income Fund: 518,132 shares worth $1.93M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q3 2020, an estimated $1.89M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2020 reduction was Cornerstone Strategic Value Fund, cutting an estimated $4.31M.
  • Thomas J. Herzfeld Advisors fully exited MasTec in Q3 2020, selling an estimated $4.59M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $149M portfolio in Q3 2020.
  • Thomas J. Herzfeld Advisors opened 17 new positions and closed 53 in Q3 2020.
  • Thomas J. Herzfeld Advisors's portfolio value fell 27% quarter-over-quarter to $149M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.