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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
26
Carnival Corporation Ltd
CCL
$36.1B
$2.44M 1.07%
41,400
– –
SEB icon
27
Seaboard Corp
SEB
$4.52B
$2.44M 1.07%
585
+50
+9% +$195K
SOR
28
Source Capital
SOR
$369M
$2.34M 1.03%
62,418
+12,370
+25% +$459K
ACP
29
abrdn Income Credit Strategies Fund
ACP
$640M
$2.2M 0.97%
162,789
+35,981
+28% +$485K
GF
30
New Germany Fund
GF
$184M
$2.16M 0.95%
146,180
+23,564
+19% +$328K
CX icon
31
Cemex
CX
$17.4B
$2.14M 0.94%
245,646
– –
FIF
32
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$2.13M 0.94%
110,592
-13,377
-11% -$252K
SEVN
33
Seven Hills Realty Trust
SEVN
$179M
$2.03M 0.89%
100,541
-831
-0.8% -$16.7K
JQC icon
34
Nuveen Credit Strategies Income Fund
JQC
$702M
$2.03M 0.89%
233,161
-46,711
-17% -$412K
JOF
35
Japan Smaller Capitalization Fund
JOF
$320M
$1.94M 0.85%
178,896
+11,512
+7% +$120K
AVH
36
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1.71M 0.75%
221,569
+10,000
+5% +$81.7K
WSO icon
37
Watsco Inc
WSO
$14.9B
$1.52M 0.67%
10,600
+500
+5% +$74.9K
CWCO icon
38
Consolidated Water Co
CWCO
$469M
$1.51M 0.66%
129,538
– –
NFJ
39
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.49M 0.66%
115,788
– –
UTF icon
40
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$1.43M 0.63%
66,453
-1,000
-1% -$20.7K
SAVE
41
DELISTED
Spirit Airlines, Inc.
SAVE
$1.38M 0.61%
26,000
– –
DRA
42
DELISTED
Diversified Real Asset Income Fd
DRA
$1.31M 0.58%
75,694
-1,618
-2% -$26.9K
FMX icon
43
Fomento Económico Mexicano
FMX
$43.3B
$1.29M 0.57%
14,610
+2,500
+21% +$204K
TPZ
44
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$1.28M 0.56%
58,261
+3,055
+6% +$68K
BTZ icon
45
BlackRock Credit Allocation Income Trust
BTZ
$927M
$1.27M 0.56%
96,910
+53,552
+124% +$696K
BPOP icon
46
Popular Inc
BPOP
$11B
$1.22M 0.54%
30,000
+1,000
+3% +$43.1K
AIF
47
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.17M 0.51%
70,779
– –
GPM
48
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$1.09M 0.48%
+134,543
New +$1.1M
VAC icon
49
Marriott Vacations Worldwide
VAC
$3.24B
$1.07M 0.47%
10,745
– –
NEE icon
50
NextEra Energy
NEE
$187B
$1.07M 0.47%
33,348
– –
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.