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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPA icon
26
Copa Holdings
CPA
$5.56B
$2.44M 0.98%
50,550
+2,000
+4% +$104K
DCA
27
DELISTED
Virtus Total Return Fund
DCA
$2.44M 0.98%
639,830
-170,921
-21% -$661K
LEN icon
28
Lennar Class A
LEN
$20.4B
$2.42M 0.97%
52,003
– –
PCEF icon
29
Invesco CEF Income Composite ETF
PCEF
$812M
$2.36M 0.95%
+110,390
New +$2.37M
MTZ icon
30
MasTec
MTZ
$26.7B
$2.35M 0.94%
134,927
– –
JEQ
31
DELISTED
abrdn Japan Equity Fund
JEQ
$2.29M 0.92%
298,018
+3,154
+1% +$23.8K
SMM
32
DELISTED
Salient Midstream & MLP Fund
SMM
$2.28M 0.92%
239,697
+19,102
+9% +$245K
GDV icon
33
Gabelli Dividend & Income Trust
GDV
$2.6B
$2.26M 0.91%
122,229
– –
TTP
34
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$2.23M 0.89%
38,371
-15,193
-28% -$1.08M
NCLH icon
35
Norwegian Cruise Line
NCLH
$8.89B
$2.14M 0.86%
36,443
– –
UTF icon
36
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$2.05M 0.82%
107,334
+12,045
+13% +$232K
TYG
37
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$2M 0.8%
17,989
+17,489
+3,498% +$1.95M
RVT icon
38
Royce Value Trust
RVT
$2.21B
$1.88M 0.76%
159,922
+2,736
+2% +$32.7K
ZTR
39
Virtus Total Return Fund
ZTR
$340M
$1.75M 0.7%
143,629
+6,959
+5% +$83.3K
HQH
40
abrdn Healthcare Investors
HQH
$1.23B
$1.7M 0.68%
57,139
-8,744
-13% -$270K
SEB icon
41
Seaboard Corp
SEB
$4.52B
$1.68M 0.67%
580
– –
CLM icon
42
Cornerstone Strategic Value Fund
CLM
$2.17B
$1.66M 0.67%
107,620
+86,310
+405% +$1.39M
CWCO icon
43
Consolidated Water Co
CWCO
$469M
$1.59M 0.64%
129,538
– –
GF
44
New Germany Fund
GF
$184M
$1.54M 0.62%
104,546
+5,861
+6% +$88.7K
FDEU
45
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.5M 0.6%
+87,466
New +$1.64M
CCL icon
46
Carnival Corporation Ltd
CCL
$36.1B
$1.47M 0.59%
27,000
– –
FOF icon
47
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$1.45M 0.58%
132,537
+124,340
+1,517% +$1.4M
JOF
48
Japan Smaller Capitalization Fund
JOF
$320M
$1.37M 0.55%
134,155
+3,861
+3% +$40.7K
NEE icon
49
NextEra Energy
NEE
$187B
$1.35M 0.54%
52,000
-1,228
-2% -$31.1K
DRA
50
DELISTED
Diversified Real Asset Income Fd
DRA
$1.31M 0.53%
84,696
-19,333
-19% -$314K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.