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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
26
DoubleLine Income Solutions Fund
DSL
$1.22B
$2.58M 1.12%
149,041
+3,665
+3% +$68.9K
SEVN
27
Seven Hills Realty Trust
SEVN
$181M
$2.5M 1.08%
143,687
-826
-0.6% -$14.8K
LEN icon
28
Lennar Class A
LEN
$20.8B
$2.38M 1.03%
52,003
+5,253
+11% +$258K
GDV icon
29
Gabelli Dividend & Income Trust
GDV
$2.62B
$2.15M 0.93%
122,229
+17,725
+17% +$344K
MTZ icon
30
MasTec
MTZ
$25.5B
$2.14M 0.93%
134,927
– –
NCLH icon
31
Norwegian Cruise Line
NCLH
$9.14B
$2.09M 0.91%
36,443
– –
CPA icon
32
Copa Holdings
CPA
$5.63B
$2.04M 0.88%
48,550
+4,050
+9% +$255K
JEQ
33
DELISTED
abrdn Japan Equity Fund
JEQ
$2.02M 0.88%
294,864
-890
-0.3% -$6.81K
HQH
34
abrdn Healthcare Investors
HQH
$1.25B
$1.82M 0.79%
65,883
+65,783
+65,783% +$2.24M
UTF icon
35
Cohen & Steers Infrastructure Fund
UTF
$3.12B
$1.82M 0.79%
95,289
-2,100
-2% -$42.5K
RVT icon
36
Royce Value Trust
RVT
$2.21B
$1.81M 0.79%
157,186
+8,812
+6% +$112K
SEB icon
37
Seaboard Corp
SEB
$4.42B
$1.79M 0.78%
580
– –
FSD
38
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.77M 0.77%
125,314
+7,700
+7% +$114K
DRA
39
DELISTED
Diversified Real Asset Income Fd
DRA
$1.67M 0.73%
104,029
-661
-0.6% -$11.2K
ZTR
40
Virtus Total Return Fund
ZTR
$340M
$1.56M 0.68%
136,670
+280
+0.2% +$3.44K
CWCO icon
41
Consolidated Water Co
CWCO
$471M
$1.5M 0.65%
129,538
– –
FIF
42
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$1.48M 0.64%
92,455
+84,434
+1,053% +$1.53M
THW
43
abrdn World Healthcare Fund
THW
$534M
$1.46M 0.63%
+101,183
New +$1.85M
GF
44
New Germany Fund
GF
$183M
$1.42M 0.62%
98,685
+6,836
+7% +$103K
CCL icon
45
Carnival Corporation Ltd
CCL
$36.8B
$1.34M 0.58%
27,000
– –
BTZ icon
46
BlackRock Credit Allocation Income Trust
BTZ
$932M
$1.33M 0.58%
109,443
-800
-0.7% -$9.91K
JOF
47
Japan Smaller Capitalization Fund
JOF
$322M
$1.32M 0.58%
130,294
-2,456
-2% -$25.5K
NEE icon
48
NextEra Energy
NEE
$186B
$1.3M 0.56%
53,228
+608
+1% +$15.5K
AIF
49
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.25M 0.54%
86,448
+10,280
+13% +$157K
PCF
50
High Income Securities Fund
PCF
$100M
$1.24M 0.54%
175,234
-5,800
-3% -$43.4K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.