TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+1.37%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$44.3M
Cap. Flow %
16.09%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

1
PCF
High Income Securities Fund
PCF
$7.02M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$6.52M
3
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$4.45M
4
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
$4.35M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$4.31M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.61M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.82M
4
CRF
Cornerstone Total Return Fund
CRF
$2.46M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$2.25M

Sector Composition

1 Financials 9.66%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LSEAW
351
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$2K ﹤0.01%
12,738
– –
LU icon
352
Lufax Holding
LU
$2.57B
$2K ﹤0.01%
84
+37
+79% +$881
MMYT icon
353
MakeMyTrip
MMYT
$9.52B
$2K ﹤0.01%
80
+28
+54% +$700
NVCR icon
354
NovoCure
NVCR
$1.34B
$2K ﹤0.01%
+22
New +$2K
PAGS icon
355
PagSeguro Digital
PAGS
$2.7B
$2K ﹤0.01%
58
+22
+61% +$759
SKM icon
356
SK Telecom
SKM
$8.32B
$2K ﹤0.01%
77
-1
-1% -$26
SPE.RT
357
DELISTED
Special Opportunities Fund, Inc. Rights (expiring January 21, 2022)
SPE.RT
$2K ﹤0.01%
+40,691
New +$2K
BEKE icon
358
KE Holdings
BEKE
$21.9B
$1K ﹤0.01%
+55
New +$1K
WEN icon
359
Wendy's
WEN
$1.94B
$1K ﹤0.01%
+42
New +$1K
XP icon
360
XP
XP
$9.43B
$1K ﹤0.01%
44
+12
+38% +$273
TWKS
361
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
$1K ﹤0.01%
+38
New +$1K
AVK
362
Advent Convertible and Income Fund
AVK
$551M
– –
-5,737
Closed -$100K
AVPT icon
363
AvePoint
AVPT
$3.42B
– –
-967
Closed -$8K
BGX
364
Blackstone Long-Short Credit Income Fund
BGX
$159M
– –
-4,893
Closed -$74K
BMEZ icon
365
BlackRock Health Sciences Trust II
BMEZ
$1.46B
– –
-12,648
Closed -$341K
BWG
366
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
– –
-14,803
Closed -$185K
CDNS icon
367
Cadence Design Systems
CDNS
$95.2B
– –
-236
Closed -$36K
CWCO icon
368
Consolidated Water Co
CWCO
$534M
– –
-58,877
Closed -$671K
EVV
369
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
– –
-15,953
Closed -$210K
FAX
370
abrdn Asia-Pacific Income Fund
FAX
$675M
– –
-26,711
Closed -$665K
GDX icon
371
VanEck Gold Miners ETF
GDX
$19.4B
– –
-3,075
Closed -$91K
JPC icon
372
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
– –
-2,790
Closed -$28K
JXN icon
373
Jackson Financial
JXN
$6.84B
– –
-76
Closed -$2K
KPLT icon
374
Katapult Holdings
KPLT
$88.1M
– –
-57
Closed -$8K
KPLTW icon
375
Katapult Holdings, Inc. Warrant
KPLTW
$48.4K
– –
-5,038
Closed -$8K
13 14
15
16 17