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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQM icon
351
Sociedad Química y Minera de Chile
SQM
$19.2B
$2K ﹤0.01%
+38
New +$2.18K
TCOM icon
352
Trip.com Group
TCOM
$29.6B
$2K ﹤0.01%
65
+23
+55% +$651
TDY icon
353
Teledyne Technologies
TDY
$30.4B
$2K ﹤0.01%
5
+2
+67% +$870
UL icon
354
Unilever
UL
$137B
$2K ﹤0.01%
36
+11
+44% +$653
DCT
355
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$2K ﹤0.01%
59
+10
+20% +$322
ATVI
356
DELISTED
Activision Blizzard
ATVI
$2K ﹤0.01%
36
– –
SPE.RT
357
DELISTED
Special Opportunities Fund, Inc. Rights (expiring January 21, 2022)
SPE.RT
$2K ﹤0.01%
+40,691
New +$7.8K
BEKE icon
358
KE Holdings
BEKE
$18.7B
$1K ﹤0.01%
+55
New +$1.13K
WEN icon
359
Wendy's
WEN
$1.4B
$1K ﹤0.01%
+42
New +$934
XP icon
360
XP
XP
$8.81B
$1K ﹤0.01%
44
+12
+38% +$391
TWKS
361
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
$1K ﹤0.01%
+38
New +$1.08K
AVK
362
Advent Convertible and Income Fund
AVK
$543M
– –
-5,737
Closed -$100K
AVPT icon
363
AvePoint
AVPT
$2.76B
– –
-967
Closed -$8K
BGX
364
Blackstone Long-Short Credit Income Fund
BGX
$136M
– –
-4,893
Closed -$74K
BMEZ icon
365
BlackRock Health Sciences Trust II
BMEZ
$968M
– –
-12,648
Closed -$341K
BWG
366
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
– –
-14,803
Closed -$185K
CDNS icon
367
Cadence Design Systems
CDNS
$93.6B
– –
-236
Closed -$36K
CWCO icon
368
Consolidated Water Co
CWCO
$467M
– –
-58,877
Closed -$671K
EVV
369
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-15,953
Closed -$210K
FAX
370
DELISTED
abrdn Asia-Pacific Income Fund
FAX
– –
-26,711
Closed -$665K
GDX icon
371
VanEck Gold Miners ETF
GDX
$22.7B
– –
-3,075
Closed -$91K
JPC icon
372
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-2,790
Closed -$28K
JXN icon
373
Jackson Financial
JXN
$8.53B
– –
-76
Closed -$2K
KPLT icon
374
Katapult Holdings
KPLT
$30.4M
– –
-57
Closed -$8K
KPLTW
375
DELISTED
Katapult Holdings Warrant
KPLTW
– –
-5,038
Closed -$8K
13 14
15
16 17

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PCI
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PC
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.