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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
326
Abbott
ABT
$187B
– –
-925
Closed -$37K
AEP icon
327
American Electric Power
AEP
$72.4B
– –
-481
Closed -$27K
AME icon
328
Ametek
AME
$55.3B
– –
-230
Closed -$12K
AWF
329
AllianceBernstein Global High Income Fund
AWF
$871M
– –
-30,663
Closed -$339K
BA icon
330
Boeing
BA
$175B
– –
-219
Closed -$29K
BHK icon
331
BlackRock Core Bond Trust
BHK
$646M
– –
-200
Closed -$3K
BRFS
332
DELISTED
BRF SA
BRFS
– –
-999
Closed -$18K
BUD icon
333
AB InBev
BUD
$161B
– –
-241
Closed -$26K
BXMX
334
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-24,065
Closed -$291K
COP icon
335
ConocoPhillips
COP
$139B
– –
-489
Closed -$23K
CVS icon
336
CVS Health
CVS
$140B
– –
-285
Closed -$27K
D icon
337
Dominion Energy
D
$62.1B
– –
-396
Closed -$28K
GE icon
338
GE Aerospace
GE
$377B
– –
-319
Closed -$39K
HD icon
339
Home Depot
HD
$343B
– –
-300
Closed -$35K
HPQ icon
340
HP
HPQ
$25.9B
– –
-2,094
Closed -$24K
HYI
341
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
– –
-17,103
Closed -$239K
INTC icon
342
Intel
INTC
$435B
– –
-896
Closed -$27K
JNJ icon
343
Johnson & Johnson
JNJ
$643B
– –
-284
Closed -$27K
JPI
344
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-1,350
Closed -$30K
JPM icon
345
JPMorgan Chase
JPM
$950B
– –
-639
Closed -$39K
KHC icon
346
Kraft Heinz
KHC
$32.4B
– –
-555
Closed -$39K
KO icon
347
Coca-Cola
KO
$380B
– –
-763
Closed -$31K
LILA icon
348
Liberty Latin America Class A
LILA
$1.67B
– –
-64
Closed -$1K
MCD icon
349
McDonald's
MCD
$194B
– –
-434
Closed -$43K
MHI
350
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-15,310
Closed -$194K
11 12 13
14
15

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.