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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBX.WS
301
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$2K ﹤0.01%
4,552
– –
HTHT icon
302
Huazhu Hotels Group
HTHT
$13.1B
$1.91K ﹤0.01%
+45
New +$1.63K
HLT icon
303
Hilton Worldwide
HLT
$72.1B
$1.9K ﹤0.01%
15
-34
-69% -$4.48K
FN icon
304
Fabrinet
FN
$15.6B
$1.79K ﹤0.01%
14
-8
-36% -$954
MMYT icon
305
MakeMyTrip
MMYT
$5.36B
$1.79K ﹤0.01%
65
– –
FRGE
306
DELISTED
Forge Global Holdings
FRGE
$1.73K ﹤0.01%
67
– –
NVCR icon
307
NovoCure
NVCR
$1.73B
$1.61K ﹤0.01%
22
– –
INFY icon
308
Infosys
INFY
$48.7B
$1.6K ﹤0.01%
89
-152
-63% -$2.83K
JKS
309
JinkoSolar
JKS
$793M
$1.59K ﹤0.01%
+39
New +$1.88K
BIDU icon
310
Baidu
BIDU
$37.7B
$1.49K ﹤0.01%
13
+1
+8% +$102
SUZ icon
311
Suzano
SUZ
$10.5B
$1.48K ﹤0.01%
160
– –
WOLF icon
312
Wolfspeed
WOLF
$1.23B
$1.45K ﹤0.01%
21
– –
ITUB icon
313
Itaú Unibanco
ITUB
$93.2B
$1.42K ﹤0.01%
+341
New +$1.55K
PAGS icon
314
PagSeguro Digital
PAGS
$2.69B
$1.35K ﹤0.01%
154
+33
+27% +$388
ALB icon
315
Albemarle
ALB
$13.9B
$1.3K ﹤0.01%
+6
New +$1.6K
PDD icon
316
Pinduoduo
PDD
$126B
$1.22K ﹤0.01%
+15
New +$1.04K
LCII icon
317
LCI Industries
LCII
$2.49B
$1.11K ﹤0.01%
12
– –
ADBE icon
318
Adobe
ADBE
$99.5B
– –
-15
Closed -$4K
AGG icon
319
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-143,372
Closed -$13.8M
BBY icon
320
Best Buy
BBY
$18.2B
– –
-53
Closed -$3K
CCL icon
321
Carnival Corporation Ltd
CCL
$38.1B
– –
-17,559
Closed -$123K
CIB icon
322
Grupo Cibest SA
CIB
$22B
– –
-20,280
Closed -$494K
HUBS icon
323
HubSpot
HUBS
$12.2B
– –
-8
Closed -$2K
LRCX icon
324
Lam Research
LRCX
$367B
– –
-40
Closed -$1K
MUB icon
325
iShares National Muni Bond ETF
MUB
$45.1B
– –
-182
Closed -$19K
10 11 12
13
14

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.