TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-4.56%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$234M
AUM Growth
+$234M
Cap. Flow
+$9.16M
Cap. Flow %
3.91%
Top 10 Hldgs %
57.02%
Holding
348
New
25
Increased
52
Reduced
51
Closed
39

Top Buys

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$13.8M
3
SJB icon
ProShares Short High Yield
SJB
$8.97M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
$1.7M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
$1.52M

Top Sells

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$6.73M
2
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$3.22M
3
PCF
High Income Securities Fund
PCF
$2.95M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$2.55M
5
VVR icon
Invesco Senior Income Trust
VVR
$2.5M

Sector Composition

1 Financials 3.97%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SUZ icon
301
Suzano
SUZ
$11.8B
$1K ﹤0.01%
160
– –
SQM icon
302
Sociedad Química y Minera de Chile
SQM
$12.5B
$1K ﹤0.01%
16
-6
-27% -$375
LRCX icon
303
Lam Research
LRCX
$124B
$1K ﹤0.01%
4
– –
LCII icon
304
LCI Industries
LCII
$2.5B
$1K ﹤0.01%
+12
New +$1K
IFN
305
India Fund
IFN
$599M
$1K ﹤0.01%
93
– –
BIDU icon
306
Baidu
BIDU
$33.1B
$1K ﹤0.01%
12
– –
BFAM icon
307
Bright Horizons
BFAM
$6.62B
$1K ﹤0.01%
25
– –
TDCX
308
DELISTED
TDCX Inc. American Depositary Shares, each representing one Class A ordinary share
TDCX
$1K ﹤0.01%
111
– –
SMAR
309
DELISTED
Smartsheet Inc.
SMAR
– –
-47
Closed -$1K
WEN icon
310
Wendy's
WEN
$1.91B
– –
-42
Closed -$1K
WDI
311
Western Asset Diversified Income Fund
WDI
$776M
– –
-168,494
Closed -$2.34M
VVR icon
312
Invesco Senior Income Trust
VVR
$556M
– –
-642,734
Closed -$2.5M
TBF icon
313
ProShares Short 20+ Year Treasury ETF
TBF
$71.6M
– –
-160,345
Closed -$3.22M
STM icon
314
STMicroelectronics
STM
$23B
– –
-178
Closed -$6K
STK
315
Columbia Seligman Premium Technology Growth Fund
STK
$523M
– –
-3,853
Closed -$97K
SNY icon
316
Sanofi
SNY
$122B
– –
-1,239
Closed -$62K
SAR icon
317
Saratoga Investment
SAR
$401M
– –
-81,998
Closed -$1.97M
RARE icon
318
Ultragenyx Pharmaceutical
RARE
$3.04B
– –
-30
Closed -$2K
PTA icon
319
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.12B
– –
-114,494
Closed -$2.18M
PGP
320
PIMCO Global StockPLUS & Income Fund
PGP
$97.5M
– –
-7,535
Closed -$59K
PFX icon
321
PhenixFIN
PFX
$96.1M
– –
-3,700
Closed -$135K
OXLC
322
Oxford Lane Capital
OXLC
$1.78B
– –
-157,641
Closed -$895K
OPFI.WS icon
323
OppFi Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OPFI.WS
$47.6M
– –
-6,315
Closed -$2K
OCCI
324
OFS Credit Co
OCCI
$162M
– –
-81,141
Closed -$738K
NPCT icon
325
Nuveen Core Plus Impact Fund
NPCT
$313M
– –
-113,293
Closed -$1.33M
10 11 12
13
14