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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$234M
AUM Growth
-$7M
Cap. Flow
+$5.84M
Cap. Flow %
2.49%
Top 10 Hldgs %
57.02%
Holding
347
New
25
Increased
51
Reduced
52
Closed
39

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14.5M
3
SJB icon
ProShares Short High Yield
SJB
+$8.53M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$1.81M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
+$1.5M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.6M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.57M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.21M
4
PCF
High Income Securities Fund
PCF
+$3.18M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFN
301
Aberdeen India Fund
IFN
$501M
$1K ﹤0.01%
93
– –
LCII icon
302
LCI Industries
LCII
$2.49B
$1K ﹤0.01%
+12
New +$1.46K
LRCX icon
303
Lam Research
LRCX
$367B
$1K ﹤0.01%
40
– –
SQM icon
304
Sociedad Química y Minera de Chile
SQM
$19.2B
$1K ﹤0.01%
16
-6
-27% -$582
SUZ icon
305
Suzano
SUZ
$10.5B
$1K ﹤0.01%
160
– –
UMC icon
306
United Microelectronic
UMC
$47.7B
$1K ﹤0.01%
248
– –
DNA.WS
307
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$1K ﹤0.01%
1,690
-310
-16% -$212
TDCX
308
DELISTED
TDCX Inc. American Depositary Shares, each representing one Class A ordinary share
TDCX
$1K ﹤0.01%
111
– –
AIO
309
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
– –
-92,226
Closed -$1.49M
BCS icon
310
Barclays
BCS
$92.7B
– –
-4,560
Closed -$35K
BEKE icon
311
KE Holdings
BEKE
$18.7B
– –
-55
Closed -$1K
CMCSA icon
312
Comcast
CMCSA
$85B
– –
-114
Closed -$4K
DRTSW icon
313
Alpha Tau Medical Warrant
DRTSW
$63M
– –
-2,500
Closed -$1K
ECC
314
Eagle Point Credit Company
ECC
$512M
– –
-94,431
Closed -$1.11M
ELAN icon
315
Elanco Animal Health
ELAN
$13.2B
– –
-105
Closed -$2K
GRFS
316
Grifois
GRFS
$5.36B
– –
-91
Closed -$1K
ISD
317
PGIM High Yield Bond Fund
ISD
$415M
– –
-10,878
Closed -$134K
LRFC
318
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-13,763
Closed -$217K
LSEAW
319
DELISTED
Landsea Homes Corporation Warrant
LSEAW
– –
-12,738
Closed -$3K
LTRYW icon
320
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$886
– –
-4,529
Closed -$1K
LU icon
321
Lufax Holding
LU
$1.38B
– –
-84
Closed -$2K
MXE
322
Mexico Equity and Income Fund
MXE
$57.6M
– –
-24,888
Closed -$200K
NBXG
323
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.15B
– –
-208,715
Closed -$2.07M
NPCT icon
324
Nuveen Core Plus Impact Fund
NPCT
$279M
– –
-113,293
Closed -$1.33M
OCCI
325
OFS Credit Co
OCCI
$72.3M
– –
-81,141
Closed -$738K
10 11 12
13
14

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Thomas J. Herzfeld Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Thomas J. Herzfeld Advisors held 347 positions worth $234M, down 2.9% from $241M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2022 filing shows 25 new, 51 increased, 52 reduced and 39 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M. The largest sale was Cornerstone Strategic Value Fund, an estimated $7.6M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 7.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q3 2022, an estimated $23.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2022 reduction was Cornerstone Strategic Value Fund, cutting an estimated $7.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short 20+ Year Treasury ETF in Q3 2022, selling an estimated $3.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 57% of its $234M portfolio in Q3 2022.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 39 in Q3 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.9% quarter-over-quarter to $234M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.