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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$258M
AUM Growth
-$10.7M
Cap. Flow
-$2.17M
Cap. Flow %
-0.84%
Top 10 Hldgs %
36.39%
Holding
339
New
28
Increased
74
Reduced
69
Closed
30

Top Buys

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$5.83M
2
UTG icon
Reaves Utility Income Fund
UTG
+$3.63M
3
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.45M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$2.15M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.59M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$8.91M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.32M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.12M
4
STEW
SRH Total Return Fund
STEW
+$2.23M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$991K

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Consumer Discretionary 4.49%
3 Industrials 4.46%
4 Consumer Staples 2.21%
5 Materials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
301
PepsiCo
PEP
$196B
$5K ﹤0.01%
+49
New +$5.57K
SKM icon
302
SK Telecom
SKM
$11.4B
$5K ﹤0.01%
136
-4
-3% -$169
SPG icon
303
Simon Property Group
SPG
$76.4B
$5K ﹤0.01%
34
– –
WM icon
304
Waste Management
WM
$95B
$5K ﹤0.01%
+65
New +$5.58K
XOM icon
305
ExxonMobil
XOM
$650B
$5K ﹤0.01%
73
-290
-80% -$23.2K
KST
306
DELISTED
Deutsche Strategic Income Trust
KST
$5K ﹤0.01%
400
– –
QSR icon
307
Restaurant Brands International
QSR
$26.2B
$1K ﹤0.01%
10
– –
WEN icon
308
Wendy's
WEN
$1.46B
$1K ﹤0.01%
42
– –
MNE
309
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$1K ﹤0.01%
100
– –
ARMP icon
310
Armata Pharmaceuticals
ARMP
$168M
– –
-7
Closed –
BCV
311
Bancroft Fund
BCV
$130M
– –
-1,778
Closed -$39K
BCX icon
312
BlackRock Resources & Commodities Strategy Trust
BCX
$896M
– –
-14,156
Closed -$138K
BST icon
313
BlackRock Science and Technology Trust
BST
$1.53B
– –
-337,747
Closed -$8.91M
D icon
314
Dominion Energy
D
$62B
– –
-95
Closed -$8K
EQNR icon
315
Equinor
EQNR
$97.3B
– –
-1,376
Closed -$29K
FMY
316
First Trust Mortgage Income Fund
FMY
$48.9M
– –
-4,920
Closed -$70K
INTC icon
317
Intel
INTC
$413B
– –
-142
Closed -$7K
ITUB icon
318
Itaú Unibanco
ITUB
$89.8B
– –
-3,088
Closed -$19K
JGH icon
319
Nuveen Global High Income Fund
JGH
$348M
– –
-227
Closed -$4K
KHC icon
320
Kraft Heinz
KHC
$32.8B
– –
-71
Closed -$6K
KO icon
321
Coca-Cola
KO
$383B
– –
-182
Closed -$8K
LEN.B icon
322
Lennar Class B
LEN.B
$19.9B
– –
-1,041
Closed -$51K
LPG icon
323
Dorian LPG
LPG
$1.96B
– –
-443
Closed -$4K
MET icon
324
MetLife
MET
$62.4B
– –
-105
Closed -$5K
NXG
325
NXG NextGen Infrastructure Income Fund
NXG
$306M
– –
-2,610
Closed -$212K
10 11 12
13
14

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SM
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PCI
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PC
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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Thomas J. Herzfeld Advisors held 339 positions worth $258M, down 4% from $269M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2018 filing shows 28 new, 74 increased, 69 reduced and 30 closed positions. Its largest new stake was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K. The largest sale was BlackRock Science and Technology Trust, an estimated $8.91M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2018 buy was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K.
  • Thomas J. Herzfeld Advisors added most to Eagle Point Credit Company in Q1 2018, an estimated $5.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.32M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Science and Technology Trust in Q1 2018, selling an estimated $8.91M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 36% of its $258M portfolio in Q1 2018.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 30 in Q1 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 4% quarter-over-quarter to $258M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2018, filed 15 May 2018.