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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
251
Idexx Laboratories
IDXX
$43.4B
$6K ﹤0.01%
9
– –
JQC icon
252
Nuveen Credit Strategies Income Fund
JQC
$707M
$6K ﹤0.01%
889
-930
-51% -$6.04K
MSCI icon
253
MSCI
MSCI
$41.7B
$6K ﹤0.01%
10
+1
+11% +$627
NDSN icon
254
Nordson
NDSN
$16.5B
$6K ﹤0.01%
22
+4
+22% +$1.02K
USB icon
255
US Bancorp
USB
$98B
$6K ﹤0.01%
112
– –
V icon
256
Visa
V
$679B
$6K ﹤0.01%
29
– –
WEC icon
257
WEC Energy
WEC
$35.8B
$6K ﹤0.01%
62
– –
RBAC.WS
258
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$6K ﹤0.01%
+5,099
New +$7.54K
AMD icon
259
Advanced Micro Devices
AMD
$803B
$5K ﹤0.01%
37
– –
AOD
260
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$5K ﹤0.01%
516
– –
AWP
261
abrdn Global Premier Properties Fund
AWP
$372M
$5K ﹤0.01%
267
– –
BGY icon
262
BlackRock Enhanced International Dividend Trust
BGY
$525M
$5K ﹤0.01%
756
– –
CEE
263
Central and Eastern Europe Fund
CEE
$135M
$5K ﹤0.01%
190
– –
COO icon
264
Cooper Companies
COO
$13.9B
$5K ﹤0.01%
48
+4
+9% +$407
COST icon
265
Costco
COST
$420B
$5K ﹤0.01%
9
– –
CPRT icon
266
Copart
CPRT
$26.8B
$5K ﹤0.01%
144
+28
+24% +$1.04K
GGZ
267
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$125M
$5K ﹤0.01%
337
– –
HUBS icon
268
HubSpot
HUBS
$11.9B
$5K ﹤0.01%
8
– –
IEX icon
269
IDEX
IEX
$16.9B
$5K ﹤0.01%
22
– –
JD icon
270
JD.com
JD
$44.3B
$5K ﹤0.01%
75
+26
+53% +$2.06K
JEQ
271
DELISTED
abrdn Japan Equity Fund
JEQ
$5K ﹤0.01%
561
– –
LIN icon
272
Linde
LIN
$220B
$5K ﹤0.01%
15
– –
LPLA icon
273
LPL Financial
LPLA
$28.1B
$5K ﹤0.01%
29
+6
+26% +$990
LTRYW icon
274
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$815
$5K ﹤0.01%
4,529
-1,500
-25% -$3.08K
NOW icon
275
ServiceNow
NOW
$113B
$5K ﹤0.01%
40
– –
9 10
11
12 13

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PCI
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PC
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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.