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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CS
251
DELISTED
Credit Suisse Group
CS
$29K 0.01%
1,978
– –
EL icon
252
Estee Lauder
EL
$30.1B
$28K 0.01%
326
+110
+51% +$9.09K
ICB
253
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$28K 0.01%
1,555
– –
ASML icon
254
ASML
ASML
$636B
$27K 0.01%
200
+20
+11% +$2.46K
GLU
255
Gabelli Utility & Income Trust
GLU
$115M
$27K 0.01%
1,463
– –
SWZ
256
Swiss Helvetia Fund
SWZ
$76.2M
$27K 0.01%
2,316
– –
DDF
257
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$27K 0.01%
2,624
– –
SHPG
258
DELISTED
Shire pic
SHPG
$27K 0.01%
155
– –
GIL icon
259
Gildan
GIL
$9.38B
$26K 0.01%
959
+108
+13% +$2.75K
PUK icon
260
Prudential
PUK
$36.6B
$26K 0.01%
624
– –
SKM icon
261
SK Telecom
SKM
$13.5B
$26K 0.01%
637
+102
+19% +$3.81K
GAB icon
262
Gabelli Equity Trust
GAB
$1.75B
$25K 0.01%
4,333
+108
+3% +$612
IFN
263
Aberdeen India Fund
IFN
$490M
$25K 0.01%
+1,000
New +$23.2K
LTS
264
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$25K 0.01%
10,000
– –
CSCO icon
265
Cisco
CSCO
$452B
$24K 0.01%
703
+6
+0.9% +$195
GWPH
266
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$24K 0.01%
201
– –
SBSA
267
DELISTED
Spanish Broadcasting System Inc.
SBSA
$24K 0.01%
32,272
+18,000
+126% +$53.6K
ING icon
268
ING
ING
$95.7B
$23K 0.01%
1,536
-2,253
-59% -$33K
VEON icon
269
VEON
VEON
$3.58B
$23K 0.01%
+223
New +$22.9K
GRR
270
DELISTED
Asia Tigers Fund
GRR
$23K 0.01%
+2,000
New +$20.3K
GCH
271
DELISTED
Aberdeen Greater China Fund
GCH
$21K 0.01%
+2,000
New +$18.9K
PCF
272
High Income Securities Fund
PCF
$99.2M
$20K 0.01%
2,356
– –
AZN icon
273
AstraZeneca
AZN
$263B
$18K 0.01%
293
-96
-25% -$5.59K
ALXN
274
DELISTED
Alexion Pharmaceuticals
ALXN
$18K 0.01%
152
– –
MVC
275
DELISTED
MVC Capital, Inc.
MVC
$18K 0.01%
2,018
-600
-23% -$5.22K
9 10
11
12 13

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SM
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PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
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MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.