TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+7.01%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$2.07M
Cap. Flow %
-0.91%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

1
HERZ
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$1.77M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$1.58M
3
CET
Central Securities Corp
CET
$1.3M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$1.09M
5
DSL
DoubleLine Income Solutions Fund
DSL
$803K

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
$1.8M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$991K
4
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$982K
5
TY icon
TRI-Continental Corp
TY
$884K

Sector Composition

1 Consumer Discretionary 5.91%
2 Industrials 5.35%
3 Financials 4.8%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CS
251
DELISTED
Credit Suisse Group
CS
$29K 0.01%
1,978
– –
EL icon
252
Estee Lauder
EL
$33.1B
$28K 0.01%
326
+110
+51% +$9.45K
ICB
253
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$28K 0.01%
1,555
– –
ASML icon
254
ASML
ASML
$290B
$27K 0.01%
200
+20
+11% +$2.7K
GLU
255
Gabelli Utility & Income Trust
GLU
$107M
$27K 0.01%
1,463
– –
SWZ
256
Swiss Helvetia Fund
SWZ
$78.3M
$27K 0.01%
2,316
– –
DDF
257
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$27K 0.01%
2,624
– –
SHPG
258
DELISTED
Shire pic
SHPG
$27K 0.01%
155
– –
GIL icon
259
Gildan
GIL
$7.9B
$26K 0.01%
959
+108
+13% +$2.93K
PUK icon
260
Prudential
PUK
$33.3B
$26K 0.01%
624
– –
SKM icon
261
SK Telecom
SKM
$8.26B
$26K 0.01%
637
+102
+19% +$4.16K
IFN
262
India Fund
IFN
$599M
$25K 0.01%
+1,000
New +$25K
GAB icon
263
Gabelli Equity Trust
GAB
$1.88B
$25K 0.01%
4,333
+108
+3% +$623
LTS
264
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$25K 0.01%
10,000
– –
CSCO icon
265
Cisco
CSCO
$268B
$24K 0.01%
703
+6
+0.9% +$205
GWPH
266
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$24K 0.01%
201
– –
SBSA
267
DELISTED
Spanish Broadcasting System Inc.
SBSA
$24K 0.01%
32,272
+18,000
+126% +$13.4K
ING icon
268
ING
ING
$71B
$23K 0.01%
1,536
-2,253
-59% -$33.7K
VEON icon
269
VEON
VEON
$3.89B
$23K 0.01%
+223
New +$23K
GRR
270
DELISTED
Asia Tigers Fund
GRR
$23K 0.01%
+2,000
New +$23K
GCH
271
DELISTED
Aberdeen Greater China Fund, Inc
GCH
$21K 0.01%
+2,000
New +$21K
PCF
272
High Income Securities Fund
PCF
$121M
$20K 0.01%
2,356
– –
AZN icon
273
AstraZeneca
AZN
$255B
$18K 0.01%
585
-193
-25% -$5.94K
ALXN
274
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$18K 0.01%
152
– –
MVC
275
DELISTED
MVC Capital, Inc.
MVC
$18K 0.01%
2,018
-600
-23% -$5.35K
9 10
11
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