We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTV icon
226
Aptiv
APTV
$12.6B
$35K 0.01%
413
– –
BIDU icon
227
Baidu
BIDU
$35.7B
$35K 0.01%
185
– –
NMA
228
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$35K 0.01%
+2,500
New +$33.6K
CB icon
229
Chubb
CB
$141B
$34K 0.01%
289
-42
-13% -$4.75K
NXPI icon
230
NXP Semiconductors
NXPI
$65.4B
$34K 0.01%
407
– –
TT icon
231
Trane Technologies
TT
$104B
$34K 0.01%
615
– –
UN
232
DELISTED
Unilever NV New York Registry Shares
UN
$34K 0.01%
+790
New +$34.6K
SHPG
233
DELISTED
Shire pic
SHPG
$34K 0.01%
167
+33
+25% +$6.86K
CEE
234
Central and Eastern Europe Fund
CEE
$136M
$33K 0.01%
2,014
-446
-18% -$8.22K
ASML icon
235
ASML
ASML
$608B
$32K 0.01%
358
– –
CP icon
236
Canadian Pacific Kansas City
CP
$81.4B
$32K 0.01%
1,265
– –
SBSA
237
DELISTED
Spanish Broadcasting System Inc.
SBSA
$32K 0.01%
10,030
– –
BCS icon
238
Barclays
BCS
$91B
$31K 0.01%
2,543
-11
-0.4% -$146
BIIB icon
239
Biogen
BIIB
$30.4B
$31K 0.01%
100
– –
BKN
240
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$31K 0.01%
+2,000
New +$30.2K
LYG icon
241
Lloyds Banking Group
LYG
$87.2B
$31K 0.01%
7,211
+2,139
+42% +$9.7K
MAT icon
242
Mattel
MAT
$4.49B
$31K 0.01%
1,151
– –
HDB icon
243
HDFC Bank
HDB
$121B
$30K 0.01%
1,948
-332
-15% -$5.02K
LBTYA icon
244
Liberty Global Class A
LBTYA
$3.49B
$30K 0.01%
804
– –
NGG icon
245
National Grid
NGG
$81.3B
$30K 0.01%
+444
New +$30.1K
MNK
246
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$30K 0.01%
405
+123
+44% +$8.28K
BIE
247
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$30K 0.01%
+2,000
New +$28.9K
BTI icon
248
British American Tobacco
BTI
$134B
$29K 0.01%
532
+92
+21% +$5.28K
DEO icon
249
Diageo
DEO
$49.4B
$29K 0.01%
+268
New +$30.2K
LYB icon
250
LyondellBasell Industries
LYB
$18.8B
$29K 0.01%
336
+126
+60% +$11.6K
8 9
10
11 12

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.