We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRO
226
Neuberger Real Estate Securities Income Fund Inc
NRO
$195M
$33K 0.01%
7,563
– –
PM icon
227
Philip Morris
PM
$312B
$32K 0.01%
402
+227
+130% +$18.7K
APTV icon
228
Aptiv
APTV
$12.6B
$31K 0.01%
413
– –
ASML icon
229
ASML
ASML
$608B
$31K 0.01%
358
+134
+60% +$12.7K
KO icon
230
Coca-Cola
KO
$380B
$31K 0.01%
763
+379
+99% +$15.2K
TT icon
231
Trane Technologies
TT
$104B
$31K 0.01%
615
– –
TLI
232
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$31K 0.01%
3,000
– –
FBR
233
DELISTED
Fibria Celulose Sa
FBR
$31K 0.01%
2,263
– –
JPI
234
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$30K 0.01%
1,350
-500
-27% -$11.2K
LBTYA icon
235
Liberty Global Class A
LBTYA
$3.49B
$30K 0.01%
804
-213
-21% -$9.26K
AMJ
236
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$30K 0.01%
1,000
– –
SNP
237
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$30K 0.01%
+489
New +$35K
AEF
238
abrdn Emerging Markets Equity Income Fund
AEF
$342M
$29K 0.01%
4,800
-200
-4% -$1.26K
BA icon
239
Boeing
BA
$175B
$29K 0.01%
+219
New +$30.4K
BIIB icon
240
Biogen
BIIB
$30.4B
$29K 0.01%
100
– –
VZ icon
241
Verizon
VZ
$201B
$29K 0.01%
662
+374
+130% +$17.3K
TRF
242
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$29K 0.01%
+3,000
New +$30.2K
D icon
243
Dominion Energy
D
$62.1B
$28K 0.01%
396
+196
+98% +$13.8K
OXY icon
244
Occidental Petroleum
OXY
$53.6B
$28K 0.01%
430
+222
+107% +$15.5K
PG icon
245
Procter & Gamble
PG
$347B
$28K 0.01%
395
+172
+77% +$12.9K
XOM icon
246
ExxonMobil
XOM
$634B
$28K 0.01%
378
+215
+132% +$16.6K
TYG.PRB
247
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$28K 0.01%
2,800
– –
SHPG
248
DELISTED
Shire pic
SHPG
$28K 0.01%
134
+11
+9% +$2.62K
AEP icon
249
American Electric Power
AEP
$72.4B
$27K 0.01%
481
+238
+98% +$13.2K
CVS icon
250
CVS Health
CVS
$140B
$27K 0.01%
285
+111
+64% +$11.7K
8 9
10
11 12

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.