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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASG
226
Liberty All-Star Growth Fund
ASG
$324M
$16K 0.01%
3,188
+47
+1% +$247
ESRT icon
227
Empire State Realty Trust
ESRT
$978M
$15K 0.01%
+1,000
New +$16.2K
XLY icon
228
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$15K 0.01%
450
– –
LBF
229
DELISTED
Deutsche Global High Incm Fund
LBF
$15K 0.01%
1,802
– –
VDE icon
230
Vanguard Energy ETF
VDE
$9.75B
$14K 0.01%
109
– –
XLV icon
231
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$13K 0.01%
211
– –
FIF
232
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$13K 0.01%
+588
New +$14.1K
JGV
233
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$13K 0.01%
1,000
– –
CLM icon
234
Cornerstone Strategic Value Fund
CLM
$2.19B
$12K 0.01%
525
+24
+5% +$574
EZU icon
235
iShare MSCI Eurozone ETF
EZU
$9.45B
$12K 0.01%
322
– –
NIQ
236
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$12K 0.01%
950
-9,000
-90% -$114K
TYG.PRB
237
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$12K 0.01%
1,300
– –
EVM
238
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$11K 0.01%
1,000
-9,109
-90% -$105K
NPF
239
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$11K 0.01%
800
– –
IBB icon
240
iShares Biotechnology ETF
IBB
$9.52B
$10K 0.01%
108
– –
LDF
241
DELISTED
Latin American Discovery Fund
LDF
$10K 0.01%
800
– –
JFR icon
242
Nuveen Floating Rate Income Fund
JFR
$1.23B
$9K 0.01%
800
– –
PMO
243
Franklin Municipal Opportunities Trust
PMO
$282M
$9K 0.01%
800
– –
TAI
244
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$9K 0.01%
429
– –
DXJ icon
245
WisdomTree Japan Hedged Equity Fund
DXJ
$7.11B
$7K ﹤0.01%
143
– –
GGZ
246
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$7K ﹤0.01%
700
– –
IQI icon
247
Invesco Quality Municipal Securities
IQI
$529M
$7K ﹤0.01%
600
– –
XLF icon
248
State Street Financial Select Sector SPDR ETF
XLF
$57.3B
$7K ﹤0.01%
344
– –
FDN icon
249
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$6K ﹤0.01%
97
– –
IEMG icon
250
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$6K ﹤0.01%
116
– –
8 9
10
11 12

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.