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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
VNOM icon
10401
Viper Energy
VNOM
$8.82B
– –
-25,146
Closed -$1.16M –
VNQ icon
10402
Vanguard Real Estate ETF
VNQ
$37.2B
– –
-7,047
Closed -$625K –
VNQI icon
10403
Vanguard Global ex-US Real Estate ETF
VNQI
$3.27B
– –
-360
Closed -$16K –
VOOG icon
10404
Vanguard S&P 500 Growth ETF
VOOG
$26.8B
– –
-2,550
Closed -$202K –
VOOV icon
10405
Vanguard S&P 500 Value ETF
VOOV
$6.89B
– –
-2,261
Closed -$461K –
VPL icon
10406
Vanguard FTSE Pacific ETF
VPL
$8.42B
– –
-636
Closed -$62.2K –
BTLN
10407
PUT
Brightline Interactive
BTLN
$8.54M
– –
-13
Closed -$51 –
VRE
10408
CALL
DELISTED
Veris Residential
VRE
– –
-600
Closed -$11.3K –
VRE
10409
PUT
DELISTED
Veris Residential
VRE
– –
-1,600
Closed -$30.2K –
VRTX icon
10410
Vertex Pharmaceuticals
VRTX
$136B
– –
-1,401
Closed -$621K –
VSTS icon
10411
Vestis
VSTS
$1.92B
– –
-99,930
Closed -$1.11M –
VTEX icon
10412
CALL
VTEX
VTEX
$689M
– –
-800
Closed -$3.2K –
VTEX icon
10413
VTEX
VTEX
$689M
– –
-29
Closed -$116 –
VTEX icon
10414
PUT
VTEX
VTEX
$689M
– –
-100
Closed -$400 –
VTOL icon
10415
CALL
Bristow Group
VTOL
$1.13B
– –
-200
Closed -$9.38K –
VTOL icon
10416
PUT
Bristow Group
VTOL
$1.13B
– –
-100
Closed -$4.69K –
VTRS icon
10417
Viatris
VTRS
$21.2B
– –
-38,221
Closed -$592K –
VTSI icon
10418
PUT
VirTra
VTSI
$30.6M
– –
-500
Closed -$1.86K –
VYGR icon
10419
Voyager Therapeutics
VYGR
$115M
– –
-22,261
Closed -$84.4K –
VYMI icon
10420
Vanguard International High Dividend Yield ETF
VYMI
$21.5B
– –
-151
Closed -$14.2K –
WAB icon
10421
Wabtec
WAB
$46.7B
– –
-2,273
Closed -$601K –
WABC icon
10422
PUT
Westamerica Bancorp
WABC
$1.43B
– –
-100
Closed -$5.22K –
WASH icon
10423
Washington Trust Bancorp
WASH
$748M
– –
-800
Closed -$26.8K –
WDS icon
10424
Woodside Energy
WDS
$43.5B
– –
-27,184
Closed -$606K –
WEAV icon
10425
Weave Communications
WEAV
$595M
– –
-250
Closed -$1.36K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.