We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
USPH icon
10376
CALL
US Physical Therapy
USPH
$1.32B
– –
-1,200
Closed -$90K –
USPH icon
10377
PUT
US Physical Therapy
USPH
$1.32B
– –
-100
Closed -$7.5K –
UTWO icon
10378
US Treasury 2 Year Note ETF
UTWO
$510M
– –
-99
Closed -$4.78K –
UUP icon
10379
Invesco DB US Dollar Index Bullish Fund
UUP
$462M
– –
-17,077
Closed -$474K –
UVIX icon
10380
2x Long VIX Futures ETF
UVIX
$176M
– –
-242
Closed -$24K –
UVSP icon
10381
CALL
Univest Financial
UVSP
$1.17B
– –
-500
Closed -$17.1K –
UWM icon
10382
ProShares Ultra Russell2000
UWM
$212M
– –
-637
Closed -$29.7K –
VAC icon
10383
PUT
Marriott Vacations Worldwide
VAC
$3.88B
– –
-100
Closed -$6.51K –
VANI icon
10384
Vivani Medical
VANI
$98.3M
– –
-68,199
Closed -$82.4K –
VBK icon
10385
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.2B
– –
-317
Closed -$95.8K –
VC icon
10386
CALL
Visteon
VC
$2.02B
– –
-1,700
Closed -$155K –
VCEL icon
10387
Vericel Corp
VCEL
$2.2B
– –
-1,456
Closed -$52.4K –
VCEL icon
10388
PUT
Vericel Corp
VCEL
$2.2B
– –
-10,000
Closed -$322K –
VCYT icon
10389
PUT
Veracyte
VCYT
$3.7B
– –
-1,200
Closed -$38.7K –
VEA icon
10390
Vanguard FTSE Developed Markets ETF
VEA
$227B
– –
-3,920
Closed -$273K –
VERI icon
10391
Veritone
VERI
$57.9M
– –
-7,923
Closed -$15.1K –
VET icon
10392
Vermilion Energy
VET
$2.06B
– –
-33,422
Closed -$397K –
VFF icon
10393
Village Farms International
VFF
$331M
– –
-185,228
Closed -$463K –
VIRC icon
10394
Virco
VIRC
$98.8M
– –
-7
Closed -$42 –
VITL icon
10395
Vital Farms
VITL
$404M
– –
-23,198
Closed -$259K –
EMPD icon
10396
Empery Digital
EMPD
$81.7M
– –
-630
Closed -$2.82K –
VLTO icon
10397
Veralto
VLTO
$25.6B
– –
-260
Closed -$22.6K –
VLY icon
10398
Valley National Bancorp
VLY
$7.63B
– –
-69,669
Closed -$946K –
VMC icon
10399
Vulcan Materials
VMC
$34.8B
– –
-230
Closed -$65.9K –
VNM icon
10400
VanEck Vietnam ETF
VNM
$477M
– –
-3,476
Closed -$60.2K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.