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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
USPH icon
10376
CALL
US Physical Therapy
USPH
$1.18B
-1,200
Closed -$90K
USPH icon
10377
PUT
US Physical Therapy
USPH
$1.18B
-100
Closed -$7.5K
UTWO icon
10378
US Treasury 2 Year Note ETF
UTWO
$490M
-99
Closed -$4.78K
UUP icon
10379
Invesco DB US Dollar Index Bullish Fund
UUP
$307M
-17,077
Closed -$474K
UVIX icon
10380
2x Long VIX Futures ETF
UVIX
$193M
-242
Closed -$24K
UVSP icon
10381
CALL
Univest Financial
UVSP
$1.17B
-500
Closed -$17.1K
UWM icon
10382
ProShares Ultra Russell2000
UWM
$248M
-637
Closed -$29.7K
VAC icon
10383
PUT
Marriott Vacations Worldwide
VAC
$3.67B
-100
Closed -$6.51K
VANI icon
10384
Vivani Medical
VANI
$134M
-68,199
Closed -$82.4K
VBK icon
10385
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.9B
-317
Closed -$95.8K
VC icon
10386
CALL
Visteon
VC
$2.74B
-1,700
Closed -$155K
VCEL icon
10387
Vericel Corp
VCEL
$2.06B
-1,456
Closed -$52.4K
VCEL icon
10388
PUT
Vericel Corp
VCEL
$2.06B
-10,000
Closed -$322K
VCYT icon
10389
PUT
Veracyte
VCYT
$3.42B
-1,200
Closed -$38.7K
VEA icon
10390
Vanguard FTSE Developed Markets ETF
VEA
$240B
-3,920
Closed -$273K
VERI icon
10391
Veritone
VERI
$91.1M
-7,923
Closed -$15.1K
VET icon
10392
Vermilion Energy
VET
$1.96B
-33,422
Closed -$397K
VFF icon
10393
Village Farms International
VFF
$357M
-185,228
Closed -$463K
VIRC icon
10394
Virco
VIRC
$103M
-7
Closed -$42
VITL icon
10395
Vital Farms
VITL
$426M
-23,198
Closed -$259K
EMPD
10396
Empery Digital
EMPD
$92.5M
-630
Closed -$2.82K
VLTO icon
10397
Veralto
VLTO
$23.5B
-260
Closed -$22.6K
VLY icon
10398
Valley National Bancorp
VLY
$7.75B
-69,669
Closed -$946K
VMC icon
10399
Vulcan Materials
VMC
$34B
-230
Closed -$65.9K
VNM icon
10400
VanEck Vietnam ETF
VNM
$525M
-3,476
Closed -$60.2K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.