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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
UDMY icon
10351
PUT
DELISTED
Udemy
UDMY
– –
-2,600
Closed -$12K –
UE icon
10352
PUT
Urban Edge Properties
UE
$2.44B
– –
-200
Closed -$286 –
UEIC icon
10353
CALL
Universal Electronics
UEIC
$66.5M
– –
-100
Closed -$412 –
UEIC icon
10354
Universal Electronics
UEIC
$66.5M
– –
-7
Closed -$29 –
UFCS icon
10355
CALL
United Fire Group
UFCS
$1.47B
– –
-100
Closed -$3.71K –
UFPT icon
10356
UFP Technologies
UFPT
$2.27B
– –
-2,376
Closed -$516K –
UGE icon
10357
ProShares Ultra Consumer Staples
UGE
$10M
– –
-550
Closed -$10.1K –
UHAL.B icon
10358
U-Haul Holding Co Series N
UHAL.B
$9.6B
– –
-38
Closed -$1.89K –
UHAL.B icon
10359
PUT
U-Haul Holding Co Series N
UHAL.B
$9.6B
– –
-200
Closed -$9.6K –
UHT icon
10360
Universal Health Realty Income Trust
UHT
$522M
– –
-1
Closed -$41 –
ULCC icon
10361
Frontier Group Holdings
ULCC
$1.13B
– –
-18,739
Closed -$96.7K –
UMC icon
10362
United Microelectronic
UMC
$47.4B
– –
-51,364
Closed -$878K –
UNL icon
10363
PUT
United States 12 Month Natural Gas Fund
UNL
$14.3M
– –
-100
Closed -$690 –
UNP icon
10364
Union Pacific
UNP
$174B
– –
-54,003
Closed -$14.2M –
UNTY icon
10365
CALL
Unity Bancorp
UNTY
$581M
– –
-200
Closed -$10.4K –
UP icon
10366
CALL
Wheels Up
UP
$114M
– –
-3,915
Closed -$40.4K –
UP icon
10367
PUT
Wheels Up
UP
$114M
– –
-16,450
Closed -$170K –
UPBD icon
10368
Upbound Group
UPBD
$988M
– –
-6,609
Closed -$124K –
UPLD icon
10369
CALL
Upland Software
UPLD
$10.5M
– –
-1,890
Closed -$12.6K –
UPLD icon
10370
PUT
Upland Software
UPLD
$10.5M
– –
-10
Closed -$66 –
UPS icon
10371
United Parcel Service
UPS
$85.4B
– –
-43,120
Closed -$4.48M –
USAS icon
10372
Americas Gold and Silver
USAS
$1.06B
– –
-31,152
Closed -$180K –
USB icon
10373
US Bancorp
USB
$92.7B
– –
-35,317
Closed -$1.84M –
USCI icon
10374
US Commodity Index
USCI
$430M
– –
-80
Closed -$7.78K –
USMV icon
10375
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
– –
-361
Closed -$33.5K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.