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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
THR icon
10301
DELISTED
Thermon Group Holdings
THR
– –
-3,196
Closed -$161K –
THRY icon
10302
Thryv Holdings
THRY
$51.1M
– –
-74,645
Closed -$265K –
TILE icon
10303
PUT
Interface
TILE
$2.11B
– –
-1,000
Closed -$24.9K –
TLS icon
10304
Telos
TLS
$360M
– –
-24,855
Closed -$110K –
TM icon
10305
Toyota
TM
$231B
– –
-4,231
Closed -$801K –
TLYS icon
10306
Tilly's
TLYS
$131M
– –
-1,451
Closed -$6.56K –
TMHC icon
10307
DELISTED
Taylor Morrison
TMHC
– –
-424
Closed -$26.9K –
TMP icon
10308
CALL
Tompkins Financial
TMP
$1.46B
– –
-100
Closed -$7.88K –
TNDM icon
10309
Tandem Diabetes Care
TNDM
$1.21B
– –
-2,903
Closed -$50.7K –
TNGX icon
10310
PUT
Tango Therapeutics
TNGX
$4.08B
– –
-800
Closed -$16.7K –
TNK icon
10311
PUT
Teekay Tankers
TNK
$3.38B
– –
-700
Closed -$51.3K –
TNXP icon
10312
Tonix Pharmaceuticals
TNXP
$87M
– –
-5,108
Closed -$65.9K –
TOKE icon
10313
DELISTED
Cambria Cannabis ETF
TOKE
– –
-1,908
Closed -$9.7K –
TOL icon
10314
Toll Brothers
TOL
$12.9B
– –
-3,671
Closed -$522K –
TOUR icon
10315
PUT
Tuniu
TOUR
$51.8M
– –
-300
Closed -$2.31K –
TPB icon
10316
CALL
Turning Point Brands
TPB
$1.31B
– –
-8,000
Closed -$694K –
TPH icon
10317
CALL
DELISTED
Tri Pointe Homes
TPH
– –
-106,600
Closed -$4.98M –
TPH icon
10318
PUT
DELISTED
Tri Pointe Homes
TPH
– –
-5,300
Closed -$248K –
TPOR icon
10319
Direxion Daily Transportation Bull 3X ETF
TPOR
$15.7M
– –
-730
Closed -$20.5K –
TREX icon
10320
Trex
TREX
$5.12B
– –
-25,372
Closed -$1.05M –
TRFK icon
10321
Pacer Data and Digital Revolution ETF
TRFK
$1.05B
– –
-195
Closed -$12.1K –
TRI icon
10322
Thomson Reuters
TRI
$53B
– –
-4,127
Closed -$360K –
TRMD icon
10323
TORM
TRMD
$4.05B
– –
-44,157
Closed -$1.34M –
TRN icon
10324
Trinity Industries
TRN
$2.02B
– –
-368
Closed -$12.4K –
TRNO icon
10325
CALL
Terreno Realty
TRNO
$7.1B
– –
-100
Closed -$6.14K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.