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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SRCE icon
10251
PUT
1st Source
SRCE
$2.1B
-800
Closed -$55.4K
SRET icon
10252
Global X SuperDividend REIT ETF
SRET
$228M
-132
Closed -$2.8K
SRG
10253
Seritage Growth Properties
SRG
$117M
-92,326
Closed -$243K
SRLN icon
10254
State Street Blackstone Senior Loan ETF
SRLN
$5.47B
-1,297
Closed -$52.1K
SRVR icon
10255
Pacer Data & Infrastructure Real Estate ETF
SRVR
$344M
-163
Closed -$5.09K
SSRM icon
10256
SSR Mining
SSRM
$7.58B
-34,209
Closed -$1.04M
SSYS icon
10257
Stratasys
SSYS
$701M
-1,503
Closed -$13.2K
STAG icon
10258
PUT
STAG Industrial
STAG
$7.27B
-600
Closed -$21.6K
STE icon
10259
Steris
STE
$21.9B
-675
Closed -$145K
STHO icon
10260
CALL
Star Holdings Shares of Beneficial Interest
STHO
$120M
-1,600
Closed -$12.1K
STKL
10261
CALL
DELISTED
SunOpta
STKL
-2,000
Closed -$13K
STKL
10262
DELISTED
SunOpta
STKL
-1,256
Closed -$8.14K
STKS icon
10263
PUT
The ONE Group
STKS
$51.4M
-100
Closed -$178
STNG icon
10264
Scorpio Tankers
STNG
$4.12B
-18,556
Closed -$1.45M
STOK icon
10265
Stoke Therapeutics
STOK
$1.92B
-130
Closed -$4.23K
STOK icon
10266
PUT
Stoke Therapeutics
STOK
$1.92B
-100
Closed -$3.26K
STRO icon
10267
Sutro Biopharma
STRO
$333M
-62
Closed -$1.93K
STT icon
10268
State Street
STT
$53.4B
-1,775
Closed -$274K
SUI icon
10269
CALL
Sun Communities
SUI
$14.5B
-300
Closed -$37.8K
SVRA icon
10270
Savara
SVRA
$1.1B
-926
Closed -$4.97K
SVV icon
10271
Savers
SVV
$1.6B
-4,769
Closed -$41.4K
SVV icon
10272
PUT
Savers
SVV
$1.6B
-10,200
Closed -$75.9K
SVXY icon
10273
ProShares Short VIX Short-Term Futures ETF
SVXY
$258M
-3,194
Closed -$146K
SXC icon
10274
CALL
SunCoke Energy
SXC
$877M
-1,900
Closed -$12.4K
SXI icon
10275
PUT
Standex International
SXI
$3.39B
-300
Closed -$76.5K

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.