We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
SRCE icon
10251
PUT
1st Source
SRCE
$2.1B
– –
-800
Closed -$55.4K –
SRET icon
10252
Global X SuperDividend REIT ETF
SRET
$203M
– –
-132
Closed -$2.8K –
SRG icon
10253
Seritage Growth Properties
SRG
$91.2M
– –
-92,326
Closed -$243K –
SRLN icon
10254
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
– –
-1,297
Closed -$52.1K –
SRVR icon
10255
Pacer Data & Infrastructure Real Estate ETF
SRVR
$288M
– –
-163
Closed -$5.09K –
SSRM icon
10256
SSR Mining
SSRM
$5.79B
– –
-34,209
Closed -$1.04M –
SSYS icon
10257
Stratasys
SSYS
$596M
– –
-1,503
Closed -$13.2K –
STAG icon
10258
PUT
STAG Industrial
STAG
$7.02B
– –
-600
Closed -$21.6K –
STE icon
10259
Steris
STE
$22.6B
– –
-675
Closed -$145K –
STHO icon
10260
CALL
Star Holdings Shares of Beneficial Interest
STHO
$90.7M
– –
-1,600
Closed -$12.1K –
STKL
10261
CALL
DELISTED
SunOpta
STKL
– –
-2,000
Closed -$13K –
STKL
10262
DELISTED
SunOpta
STKL
– –
-1,256
Closed -$8.14K –
STKS icon
10263
PUT
The ONE Group
STKS
$35.5M
– –
-100
Closed -$178 –
STNG icon
10264
Scorpio Tankers
STNG
$4.3B
– –
-18,556
Closed -$1.45M –
STOK icon
10265
Stoke Therapeutics
STOK
$1.62B
– –
-130
Closed -$4.23K –
STOK icon
10266
PUT
Stoke Therapeutics
STOK
$1.62B
– –
-100
Closed -$3.26K –
STRO icon
10267
Sutro Biopharma
STRO
$155M
– –
-62
Closed -$1.93K –
STT icon
10268
State Street
STT
$46.1B
– –
-1,775
Closed -$274K –
SUI icon
10269
CALL
Sun Communities
SUI
$14.6B
– –
-300
Closed -$37.8K –
SVRA icon
10270
Savara
SVRA
$867M
– –
-926
Closed -$4.97K –
SVV icon
10271
Savers
SVV
$1.44B
– –
-4,769
Closed -$41.4K –
SVV icon
10272
PUT
Savers
SVV
$1.44B
– –
-10,200
Closed -$75.9K –
SVXY icon
10273
ProShares Short VIX Short-Term Futures ETF
SVXY
$238M
– –
-3,194
Closed -$146K –
SXC icon
10274
CALL
SunCoke Energy
SXC
$850M
– –
-1,900
Closed -$12.4K –
SXI icon
10275
PUT
Standex International
SXI
$2.95B
– –
-300
Closed -$76.5K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.