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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
SIEB icon
10201
CALL
Siebert Financial
SIEB
$76.3M
– –
-100
Closed -$192 –
SIEB icon
10202
Siebert Financial
SIEB
$76.3M
– –
-25
Closed -$48 –
SIFY icon
10203
Sify Technologies
SIFY
$842M
– –
-638
Closed -$9.8K –
SIG icon
10204
Signet Jewelers
SIG
$4.49B
– –
-4,894
Closed -$423K –
SITE icon
10205
SiteOne Landscape Supply
SITE
$4.5B
– –
-136
Closed -$16.4K –
SJNK icon
10206
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.4B
– –
-46
Closed -$1.15K –
SKE icon
10207
Skeena Resources
SKE
$3.52B
– –
-22,136
Closed -$665K –
SKF icon
10208
ProShares UltraShort Financials
SKF
$10M
– –
-261
Closed -$8.04K –
SKIN icon
10209
SkinHealth Systems
SKIN
$70.8M
– –
-39
Closed -$596 –
FIRY icon
10210
Firy Inc
FIRY
$190M
– –
-2,852
Closed -$19.8K –
SKM icon
10211
SK Telecom
SKM
$11.8B
– –
-27,823
Closed -$1.03M –
SKRE icon
10212
Tuttle Capital Daily 2X Inverse Regional Banks ETF
SKRE
$5.49M
– –
-4,683
Closed -$40.3K –
SKWD icon
10213
CALL
Skyward Specialty Insurance
SKWD
$2.68B
– –
-100
Closed -$4.37K –
SKYH icon
10214
Sky Harbour Group
SKYH
$377M
– –
-5,868
Closed -$57.4K –
SLB icon
10215
SLB Ltd
SLB
$78.7B
– –
-547,131
Closed -$29.3M –
SLDB icon
10216
PUT
Solid Biosciences
SLDB
$635M
– –
-9,100
Closed -$65.5K –
SLN icon
10217
Silence Therapeutics
SLN
$1.22B
– –
-612
Closed -$4.31K –
SLNO icon
10218
CALL
DELISTED
Soleno Therapeutics
SLNO
– –
-62,400
Closed -$2.09M –
SLNO icon
10219
DELISTED
Soleno Therapeutics
SLNO
– –
-18,166
Closed -$608K –
SLNO icon
10220
PUT
DELISTED
Soleno Therapeutics
SLNO
– –
-53,000
Closed -$1.77M –
SMBK icon
10221
SmartFinancial
SMBK
$844M
– –
-93
Closed -$3.63K –
SMCI icon
10222
Super Micro Computer
SMCI
$21.6B
– –
-5,299
Closed -$169K –
SMDD icon
10223
ProShares UltraPro Short MidCap400
SMDD
$2.26M
– –
-21
Closed -$238 –
SMH icon
10224
VanEck Semiconductor ETF
SMH
$63.9B
– –
-93,701
Closed -$35.9M –
SMHI icon
10225
PUT
SEACOR Marine Holdings
SMHI
$234M
– –
-5,000
Closed -$35.8K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.