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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SIEB icon
10201
CALL
Siebert Financial
SIEB
$104M
-100
Closed -$192
SIEB icon
10202
Siebert Financial
SIEB
$104M
-25
Closed -$48
SIFY
10203
Sify Technologies
SIFY
$1.04B
-638
Closed -$9.8K
SIG icon
10204
Signet Jewelers
SIG
$3.31B
-4,894
Closed -$423K
SITE icon
10205
SiteOne Landscape Supply
SITE
$4.39B
-136
Closed -$16.4K
SJNK icon
10206
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
-46
Closed -$1.15K
SKE
10207
Skeena Resources
SKE
$4.15B
-22,136
Closed -$665K
SKF icon
10208
ProShares UltraShort Financials
SKF
$11M
-261
Closed -$8.04K
SKIN icon
10209
SkinHealth Systems
SKIN
$89.1M
-783
Closed -$599
FIRY
10210
Firy Inc
FIRY
$166M
-2,852
Closed -$19.8K
SKM icon
10211
SK Telecom
SKM
$14.9B
-27,823
Closed -$1.03M
SKRE icon
10212
Tuttle Capital Daily 2X Inverse Regional Banks ETF
SKRE
$5.19M
-4,683
Closed -$40.3K
SKWD icon
10213
CALL
Skyward Specialty Insurance
SKWD
$2.32B
-100
Closed -$4.37K
SKYH icon
10214
Sky Harbour Group
SKYH
$415M
-5,868
Closed -$57.4K
SLB icon
10215
SLB Ltd
SLB
$85.3B
-547,131
Closed -$29.3M
SLDB icon
10216
PUT
Solid Biosciences
SLDB
$1.1B
-9,100
Closed -$65.5K
SLN
10217
Silence Therapeutics
SLN
$907M
-612
Closed -$4.31K
SLNO
10218
CALL
DELISTED
Soleno Therapeutics
SLNO
-62,400
Closed -$2.09M
SLNO
10219
DELISTED
Soleno Therapeutics
SLNO
-18,166
Closed -$608K
SLNO
10220
PUT
DELISTED
Soleno Therapeutics
SLNO
-53,000
Closed -$1.77M
SMBK icon
10221
SmartFinancial
SMBK
$887M
-93
Closed -$3.63K
SMCI icon
10222
Super Micro Computer
SMCI
$26B
-5,299
Closed -$169K
SMDD icon
10223
ProShares UltraPro Short MidCap400
SMDD
$2.78M
-21
Closed -$238
SMH icon
10224
VanEck Semiconductor ETF
SMH
$69.5B
-93,701
Closed -$35.9M
SMHI icon
10225
PUT
SEACOR Marine Holdings
SMHI
$265M
-5,000
Closed -$35.8K

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.