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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SMIN icon
10226
iShares MSCI India Small-Cap ETF
SMIN
$778M
-80
Closed -$4.8K
SMP icon
10227
CALL
Standard Motor Products
SMP
$928M
-100
Closed -$3.47K
SMPL icon
10228
Simply Good Foods
SMPL
$1.01B
-2,283
Closed -$28.2K
SMRT icon
10229
SmartRent
SMRT
$255M
-2,352
Closed -$3.53K
SNA icon
10230
CALL
Snap-on
SNA
$19.8B
-200
Closed -$72.6K
SNCY
10231
CALL
DELISTED
Sun Country Airlines
SNCY
-11,300
Closed -$187K
SNCY
10232
PUT
DELISTED
Sun Country Airlines
SNCY
-100
Closed -$1.65K
SNOW icon
10233
Snowflake
SNOW
$117B
-21,971
Closed -$4.04M
SOGP
10234
Sound Group
SOGP
$49.9M
-1,943
Closed -$27.4K
SOHU
10235
CALL
Sohu.com
SOHU
$358M
-62,500
Closed -$966K
SONY icon
10236
Sony
SONY
$143B
-22,364
Closed -$471K
SOYB icon
10237
Teucrium Soybean Fund
SOYB
$51.8M
-12,599
Closed -$307K
SPB icon
10238
PUT
Spectrum Brands
SPB
$2.04B
-100
Closed -$7.37K
SPGM icon
10239
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
-71
Closed -$5.38K
SPGP icon
10240
Invesco S&P 500 GARP ETF
SPGP
$2.25B
-43
Closed -$4.63K
SPHR icon
10241
Sphere Entertainment
SPHR
$5.11B
-14,889
Closed -$2.08M
SPIB icon
10242
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
-1,643
Closed -$55.1K
SPIR icon
10243
Spire Global
SPIR
$487M
-9,314
Closed -$173K
SPOK icon
10244
Spok Holdings
SPOK
$224M
-19
Closed -$207
SPRU icon
10245
CALL
Spruce Power Holding Corp
SPRU
$34.3M
-200
Closed -$819
SPRU icon
10246
Spruce Power Holding Corp
SPRU
$34.3M
-685
Closed -$2.81K
SPXE icon
10247
ProShares S&P 500 ex-Energy ETF
SPXE
$86.9M
-4
Closed -$277
SPXS icon
10248
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$339M
-46,469
Closed -$1.88M
SR icon
10249
CALL
Spire
SR
$4.89B
-200
Closed -$18.1K
SRCE icon
10250
CALL
1st Source
SRCE
$2.1B
-3,300
Closed -$228K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.