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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
WEAV icon
10426
PUT
Weave Communications
WEAV
$595M
– –
-200
Closed -$924 –
WEAT icon
10427
Teucrium Wheat Fund
WEAT
$256M
– –
-14,743
Closed -$347K –
WEST icon
10428
Westrock Coffee
WEST
$946M
– –
-3,631
Closed -$26.1K –
WFG icon
10429
PUT
West Fraser Timber
WFG
$5.46B
– –
-100
Closed -$6.53K –
WFRD icon
10430
Weatherford International
WFRD
$5.81B
– –
-7,405
Closed -$751K –
WGMI icon
10431
CoinShares Bitcoin Mining and Digital Power ETF
WGMI
$155M
– –
-2,667
Closed -$92.9K –
WGO icon
10432
Winnebago Industries
WGO
$808M
– –
-5,413
Closed -$165K –
WH icon
10433
PUT
Wyndham Hotels & Resorts
WH
$5.57B
– –
-100
Closed -$8.12K –
WHD icon
10434
CALL
Cactus
WHD
$4.21B
– –
-200
Closed -$9.47K –
WHR icon
10435
Whirlpool
WHR
$1.88B
– –
-33,281
Closed -$1.56M –
WLDN icon
10436
Willdan Group
WLDN
$1.1B
– –
-285
Closed -$24.3K –
WLY icon
10437
PUT
John Wiley & Sons Class A
WLY
$2.74B
– –
-1,400
Closed -$53.3K –
WOLF icon
10438
Wolfspeed
WOLF
$1.2B
– –
-12,121
Closed -$528K –
WPRT icon
10439
PUT
Westport Fuel Systems
WPRT
$42.6M
– –
-7,500
Closed -$13.6K –
WSBF icon
10440
Waterstone Financial
WSBF
$361M
– –
-842
Closed -$15.7K –
WSO icon
10441
CALL
Watsco Inc
WSO
$13.5B
– –
-100
Closed -$36.4K –
WTAI icon
10442
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$570M
– –
-1,433
Closed -$40.5K –
WTBA icon
10443
CALL
West Bancorporation
WTBA
$516M
– –
-100
Closed -$2.38K –
WTFC icon
10444
PUT
Wintrust Financial
WTFC
$10.1B
– –
-100
Closed -$13.9K –
WTI icon
10445
W&T Offshore
WTI
$587M
– –
-48,234
Closed -$179K –
WTRG icon
10446
PUT
Essential Utilities
WTRG
$12.3B
– –
-300
Closed -$12.1K –
WU icon
10447
Western Union
WU
$2.01B
– –
-35,661
Closed -$299K –
WTW icon
10448
Willis Towers Watson
WTW
$30.9B
– –
-200
Closed -$53.5K –
WWR icon
10449
Westwater Resources
WWR
$50.8M
– –
-5,317
Closed -$3.15K –
WWR icon
10450
PUT
Westwater Resources
WWR
$50.8M
– –
-116,000
Closed -$75.9K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.