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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
ZGN icon
10476
Zegna
ZGN
$3.67B
– –
-452
Closed -$5.83K –
ZH icon
10477
PUT
Zhihu
ZH
$283M
– –
-100
Closed -$284 –
ZIP icon
10478
ZipRecruiter
ZIP
$377M
– –
-1,795
Closed -$5.57K –
ZROZ icon
10479
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$2.11B
– –
-5,456
Closed -$349K –
ZTO icon
10480
ZTO Express
ZTO
$14.9B
– –
-6,754
Closed -$161K –
BTSG icon
10481
BrightSpring Health Services
BTSG
$12B
– –
-10,313
Closed -$573K –
VTEC icon
10482
Vanguard California Tax-Exempt Bond ETF
VTEC
$3.7B
– –
-3,431
Closed -$340K –
VTEC icon
10483
PUT
Vanguard California Tax-Exempt Bond ETF
VTEC
$3.7B
– –
-10,300
Closed -$1.02M –
ANRO icon
10484
Alto Neuroscience
ANRO
$859M
– –
-450
Closed -$10.4K –
KYTX icon
10485
Kyverna Therapeutics
KYTX
$340M
– –
-3,998
Closed -$35.5K –
ABTC
10486
American Bitcoin Corp
ABTC
$571M
– –
-1,962
Closed -$30K –
PRKS icon
10487
United Parks & Resorts
PRKS
$1.39B
– –
-260
Closed -$10.1K –
SOC icon
10488
Sable Offshore Corp
SOC
$616M
– –
-116,509
Closed -$1.48M –
MSTY icon
10489
YieldMax MSTR Option Income Strategy ETF
MSTY
$1.02B
– –
-6,796
Closed -$145K –
CRML icon
10490
Critical Metals Corp
CRML
$926M
– –
-12,136
Closed -$130K –
AIFC icon
10491
AI Financial Corp
AIFC
$41.4M
– –
-94,741
Closed -$79.4K –
DJT icon
10492
Trump Media & Technology Group
DJT
$1.78B
– –
-11,294
Closed -$99.3K –
SKYE icon
10493
PUT
Skye Bioscience
SKYE
$7.04M
– –
-13
Closed -$61 –
SLSR icon
10494
Solaris Resources
SLSR
$1.11B
– –
-1,024
Closed -$9.9K –
LOAR icon
10495
Loar Holdings
LOAR
$5.87B
– –
-1,758
Closed -$112K –
USOY icon
10496
Defiance Oil Enhanced Options Income ETF
USOY
$76.3M
– –
-1,254
Closed -$11.6K –
LION icon
10497
Lionsgate Studios
LION
$3.77B
– –
-45,426
Closed -$587K –
AMBR icon
10498
Amber International Holding Ltd
AMBR
$147M
– –
-345
Closed -$663 –
BWIN icon
10499
Baldwin Insurance Group
BWIN
$4.49B
– –
-48
Closed -$1.04K –
OZEM icon
10500
Roundhill GLP-1 & Weight Loss ETF
OZEM
$55.5M
– –
-216
Closed -$6.74K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.