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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ORKA
10526
Oruka Therapeutics
ORKA
$6.13B
-2,463
Closed -$164K
INVX
10527
CALL
Innovex International
INVX
$2.1B
-1,000
Closed -$24.4K
INVX
10528
PUT
Innovex International
INVX
$2.1B
-3,800
Closed -$92.7K
GPT
10529
EA Series Trust Intelligent Alpha Atlas ETF
GPT
$23.6M
-20
Closed -$610
MSTZ
10530
T-Rex 2X Inverse MSTR Daily Target ETF
MSTZ
$61.9M
-3,011
Closed -$37.6K
GRDN
10531
Guardian Pharmacy Services
GRDN
$2.58B
-22
Closed -$852
TBLU
10532
CALL
Tortoise Global Water ETF
TBLU
$56.3M
-900
Closed -$38.1K
TBLU
10533
PUT
Tortoise Global Water ETF
TBLU
$56.3M
-100
Closed -$4.24K
WDTE
10534
Defiance S&P 500 Weekly Distribution ETF
WDTE
$68M
-430
Closed -$12.2K
ZENA
10535
ZenaTech Inc
ZENA
$149M
-9,578
Closed -$17.2K
CLYM
10536
CALL
Climb Bio
CLYM
$891M
-11,300
Closed -$77.4K
SOBO
10537
South Bow Corp
SOBO
$7.73B
-15,182
Closed -$534K
SOBO
10538
PUT
South Bow Corp
SOBO
$7.73B
-300
Closed -$10K
CBLL
10539
CALL
CeriBell Inc
CBLL
$949M
-100
Closed -$1.83K
BTGD
10540
STKd 100% Bitcoin & 100% Gold ETF
BTGD
$53.6M
-1,935
Closed -$53K
XMAG
10541
Defiance Large Cap ex-Mag 7 ETF
XMAG
$183M
-3,098
Closed -$68.8K
AIFU
10542
CALL
AIFU Inc
AIFU
$111M
-20
Closed -$556
NESR
10543
National Energy Services Reunited Corp
NESR
$3.5B
-1,156
Closed -$28.6K
GRCE
10544
PUT
Grace Therapeutics
GRCE
$44.2M
-5,700
Closed -$26.4K
ADUR
10545
Aduro Clean Technologies
ADUR
$485M
-2,533
Closed -$34.4K
PRMB
10546
Primo Brands
PRMB
$7.96B
-246,087
Closed -$5.46M
BIGY
10547
YieldMax Target 12 Big 50 Option Income ETF
BIGY
$44.4M
-2
Closed -$97
FEAC
10548
Fidelity Enhanced U.S. All-Cap Equity ETF
FEAC
$16.7M
-101
Closed -$2.81K
CEPI
10549
REX Crypto Equity Premium Income ETF
CEPI
$117M
-21
Closed -$597
DYNC
10550
CALL
Dynamix Corp
DYNC
$241M
-9,600
Closed -$101K

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.