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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
ORKA icon
10526
Oruka Therapeutics
ORKA
$5.37B
– –
-2,463
Closed -$164K –
INVX icon
10527
CALL
Innovex International
INVX
$1.95B
– –
-1,000
Closed -$24.4K –
INVX icon
10528
PUT
Innovex International
INVX
$1.95B
– –
-3,800
Closed -$92.7K –
GPT icon
10529
EA Series Trust Intelligent Alpha Atlas ETF
GPT
$22.8M
– –
-20
Closed -$610 –
MSTZ icon
10530
T-Rex 2X Inverse MSTR Daily Target ETF
MSTZ
$96.2M
– –
-3,011
Closed -$37.6K –
GRDN icon
10531
Guardian Pharmacy Services
GRDN
$2.51B
– –
-22
Closed -$852 –
TBLU icon
10532
CALL
Tortoise Global Water ETF
TBLU
$56.7M
– –
-900
Closed -$38.1K –
TBLU icon
10533
PUT
Tortoise Global Water ETF
TBLU
$56.7M
– –
-100
Closed -$4.24K –
WDTE icon
10534
Defiance S&P 500 Weekly Distribution ETF
WDTE
$70.6M
– –
-430
Closed -$12.2K –
ZENA icon
10535
ZenaTech Inc
ZENA
$197M
– –
-9,578
Closed -$17.2K –
CLYM icon
10536
CALL
Climb Bio
CLYM
$605M
– –
-11,300
Closed -$77.4K –
SOBO icon
10537
South Bow Corp
SOBO
$7.21B
– –
-15,182
Closed -$534K –
SOBO icon
10538
PUT
South Bow Corp
SOBO
$7.21B
– –
-300
Closed -$10K –
CBLL icon
10539
CALL
CeriBell Inc
CBLL
$1.05B
– –
-100
Closed -$1.83K –
BTGD icon
10540
STKd 100% Bitcoin & 100% Gold ETF
BTGD
$48.2M
– –
-1,935
Closed -$53K –
XMAG icon
10541
Defiance Large Cap ex-Mag 7 ETF
XMAG
$198M
– –
-3,098
Closed -$68.8K –
AIFU
10542
CALL
AIFU Inc
AIFU
$67.1M
– –
-20
Closed -$556 –
NESR icon
10543
National Energy Services Reunited Corp
NESR
$1.98B
– –
-1,156
Closed -$28.6K –
GRCE icon
10544
PUT
Grace Therapeutics
GRCE
$40.4M
– –
-5,700
Closed -$26.4K –
ADUR icon
10545
Aduro Clean Technologies
ADUR
$360M
– –
-2,533
Closed -$34.4K –
PRMB icon
10546
Primo Brands
PRMB
$7.29B
– –
-246,087
Closed -$5.46M –
BIGY icon
10547
YieldMax Target 12 Big 50 Option Income ETF
BIGY
$31.9M
– –
-2
Closed -$97 –
FEAC icon
10548
Fidelity Enhanced U.S. All-Cap Equity ETF
FEAC
$16.4M
– –
-101
Closed -$2.81K –
CEPI icon
10549
REX Crypto Equity Premium Income ETF
CEPI
$116M
– –
-21
Closed -$597 –
DYNC icon
10550
CALL
Dynamix Corp
DYNC
$241M
– –
-9,600
Closed -$101K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.