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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
PLTU icon
10551
Direxion Daily PLTR Bull 2X ETF
PLTU
$441M
– –
-423
Closed -$18.8K –
LUCK icon
10552
CALL
Lucky Strike Entertainment
LUCK
$612M
– –
-300
Closed -$2.5K –
LUCK icon
10553
Lucky Strike Entertainment
LUCK
$612M
– –
-506
Closed -$4.21K –
LUCK icon
10554
PUT
Lucky Strike Entertainment
LUCK
$612M
– –
-1,000
Closed -$8.32K –
NVDG icon
10555
Leverage Shares 2X Long NVDA Daily ETF
NVDG
$5.34M
– –
-240
Closed -$3.32K –
PVLA icon
10556
PUT
Palvella Therapeutics
PVLA
$1.82B
– –
-300
Closed -$37.4K –
WLAC
10557
CALL
DELISTED
Willow Lane Acquisition Corp
WLAC
– –
-11,200
Closed -$119K –
WLAC
10558
PUT
DELISTED
Willow Lane Acquisition Corp
WLAC
– –
-7,900
Closed -$84.1K –
ONC icon
10559
CALL
BeOne Medicines Ltd
ONC
$43.2B
– –
-4,300
Closed -$1.28M –
TBCH icon
10560
Turtle Beach Corp
TBCH
$294M
– –
-2,554
Closed -$30.3K –
ASMG icon
10561
Leverage Shares 2X Long ASML Daily ETF
ASMG
$22.5M
– –
-1,723
Closed -$54.6K –
BZAI icon
10562
PUT
Blaize Holdings
BZAI
$35.6M
– –
-200
Closed -$363 –
LFGY icon
10563
YieldMax Crypto Industry & Tech Portfolio Option Income ETF
LFGY
$85.1M
– –
-1,615
Closed -$32.6K –
TSMG icon
10564
Leverage Shares 2X Long TSM Daily ETF
TSMG
$27M
– –
-215
Closed -$5.93K –
IYRI icon
10565
NEOS Real Estate High Income ETF
IYRI
$304M
– –
-119
Closed -$5.63K –
XYZ icon
10566
Block Inc
XYZ
$47.5B
– –
-36,374
Closed -$2.56M –
AMDG icon
10567
Leverage Shares 2X Long AMD Daily ETF
AMDG
$23.3M
– –
-261
Closed -$5.4K –
CVNY icon
10568
YieldMax CVNA Option Income Strategy ETF
CVNY
$18M
– –
-1,100
Closed -$27.3K –
GCPU icon
10569
CALL
Grayscale AI Compute ETF
GCPU
$7.98M
– –
-700
Closed -$17.8K –
MAZE icon
10570
CALL
Maze Therapeutics
MAZE
$1.77B
– –
-2,000
Closed -$59.7K –
COIW icon
10571
Roundhill COIN WeeklyPay ETF
COIW
$36.9M
– –
-1,159
Closed -$14.1K –
QQQH icon
10572
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$394M
– –
-177
Closed -$9.07K –
FFAI
10573
Faraday Future Intelligent Electric
FFAI
$3.93M
– –
-1,736
Closed -$85.7K –
WHWK icon
10574
CALL
Whitehawk Therapeutics
WHWK
$185M
– –
-1,600
Closed -$5.52K –
ADBG icon
10575
Leverage Shares 2X Long ADBE Daily ETF
ADBG
$37.3M
– –
-118
Closed -$541 –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.