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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PLTU
10551
Direxion Daily PLTR Bull 2X ETF
PLTU
$436M
-423
Closed -$18.8K
LUCK
10552
CALL
Lucky Strike Entertainment
LUCK
$858M
-300
Closed -$2.5K
LUCK
10553
Lucky Strike Entertainment
LUCK
$858M
-506
Closed -$4.21K
LUCK
10554
PUT
Lucky Strike Entertainment
LUCK
$858M
-1,000
Closed -$8.32K
NVDG
10555
Leverage Shares 2X Long NVDA Daily ETF
NVDG
$46.7M
-240
Closed -$3.32K
PVLA
10556
PUT
Palvella Therapeutics
PVLA
$2.27B
-300
Closed -$37.4K
WLAC
10557
CALL
DELISTED
Willow Lane Acquisition Corp
WLAC
-11,200
Closed -$119K
WLAC
10558
PUT
DELISTED
Willow Lane Acquisition Corp
WLAC
-7,900
Closed -$84.1K
ONC
10559
CALL
BeOne Medicines Ltd
ONC
$40.5B
-4,300
Closed -$1.28M
TBCH
10560
Turtle Beach Corp
TBCH
$224M
-2,554
Closed -$30.3K
ASMG
10561
Leverage Shares 2X Long ASML Daily ETF
ASMG
$32.4M
-1,723
Closed -$54.6K
BZAI
10562
PUT
Blaize Holdings
BZAI
$66.7M
-200
Closed -$363
LFGY
10563
YieldMax Crypto Industry & Tech Portfolio Option Income ETF
LFGY
$96.3M
-1,615
Closed -$32.6K
TSMG
10564
Leverage Shares 2X Long TSM Daily ETF
TSMG
$33.7M
-215
Closed -$5.93K
IYRI
10565
NEOS Real Estate High Income ETF
IYRI
$310M
-119
Closed -$5.63K
XYZ
10566
Block Inc
XYZ
$49.7B
-36,374
Closed -$2.56M
AMDG
10567
Leverage Shares 2X Long AMD Daily ETF
AMDG
$24.5M
-261
Closed -$5.39K
CVNY
10568
YieldMax CVNA Option Income Strategy ETF
CVNY
$21.4M
-1,100
Closed -$27.3K
MNRS
10569
CALL
Grayscale Bitcoin Miners ETF
MNRS
$11.8M
-700
Closed -$17.8K
MAZE
10570
CALL
Maze Therapeutics
MAZE
$1.46B
-2,000
Closed -$59.7K
COIW
10571
Roundhill COIN WeeklyPay ETF
COIW
$42.3M
-1,159
Closed -$14.1K
QQQH
10572
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$381M
-177
Closed -$9.07K
FFAI
10573
Faraday Future Intelligent Electric
FFAI
$7.13M
-1,736
Closed -$85.7K
WHWK
10574
CALL
Whitehawk Therapeutics
WHWK
$262M
-1,600
Closed -$5.52K
ADBG
10575
Leverage Shares 2X Long ADBE Daily ETF
ADBG
$32.7M
-118
Closed -$541

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.